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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Proprietary Trader and Proprietary Trader Principal Registration Categories, Securities Trader and Securities Trader Principal Registration Categories, and Establishing the Series 57 Examination

National Securities Exchanges, BATS Exchange (BATS)

Last Reviewed or Updated: Dec. 23, 2015

Resources

Notice Rule: SEC Issued Version (pdf 126.72 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Jan. 20, 2016

File Number

SR-BATS-2015-118

Rule Type

Notice

Release Number

34-76758

SEC Issue Date

Dec. 23, 2015

Federal Register Publish Date

Dec. 30, 2015

Document Citation

80 FR 81645

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Proprietary Trader and Proprietary Trader Principal Registration Categories, Securities Trader and Securities Trader Principal Registration Categories, and Establishing the Series 57 Examination

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Proprietary Trader and Proprietary Trader Principal Registration Categories, Securities Trader and Securities Trader Principal Registration Categories, and Establishing the Series 57 Examination

Resources

Details