Order Rule

Notice of Filing of Proposed Rule Change To Allow Amex Hearing Officers to Preside Over Default and Settlement Proceedings Without Empanelling Members of the Hearing Board To Serve on an Amex Disciplinary Panel

National Securities Exchanges, American Stock Exchange (Amex)

Title

Release Number

34-49991

SEC Issue Date

July 9, 2004

Federal Register Publish Date

July 15, 2004

Document Citation

69 FR 42472

Resources

Notice Rule: SEC Issued Version (pdf 116.81 KB)

Notice Rule: Federal Register Version

Rel. No. 34-50214

Last Reviewed or Updated: July 9, 2004

Resources

Order Rule: SEC Issued Version (pdf 17.94 KB)

Order Rule: Federal Register Version

Rel. No. 34-49991

Details

Public Comments Due

Aug. 5, 2004

File Number

SR-Amex-2004-49

Rule Type

Order

Release Number

34-50214

SEC Issue Date

Aug. 18, 2004

Federal Register Publish Date

Aug. 24, 2004

Document Citation

69 FR 52051

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change To Allow Amex Hearing Officers to Preside Over Default and Settlement Proceedings Without Empanelling Members of the Hearing Board To Serve on an Amex Disciplinary Panel

Resources

Resources

Details

More in this Section

Notice of Filing of Proposed Rule Change To Allow Amex Hearing Officers to Preside Over Default and Settlement Proceedings Without Empanelling Members of the Hearing Board To Serve on an Amex Disciplinary Panel

Notice Rule (34-49991)

Resources

Resources

Details