Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by American Stock Exchange LLC Relating to the Handling of Principal Acting as Agent Orders

National Securities Exchanges, American Stock Exchange (Amex)

Last Reviewed or Updated: June 17, 2004

Resources

Notice Rule: SEC Issued Version (pdf 136.82 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

July 19, 2004

File Number

SR-Amex-2004-34

Rule Type

Notice

Release Number

34-49889

SEC Issue Date

June 17, 2004

Federal Register Publish Date

June 28, 2004

Document Citation

69 FR 36139

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by American Stock Exchange LLC Relating to the Handling of Principal Acting as Agent Orders

Resources

Details

More in this Section

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by American Stock Exchange LLC Relating to the Handling of Principal Acting as Agent Orders

Resources

Details