Notice Rule

Order Granting Approval of Amendment to the Plan for the Allocation of Regulatory Responsibilities Among the American Stock Exchange, LLC, the Boston Stock Exchange, Inc., the Chicago Board Options Exchange, Inc., the International Securities Exchange, LLC, the National Association of Securities Dealers, Inc., the New York Stock Exchange, LLC, the NYSE Arca, Inc., and the Philadelphia Stock Exchange, Inc.

Joint Industry Plans, 17d-2 Plans for Allocation of Regulatory Responsibilities

Title
Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among the American Stock Exchange LLC, th
Release Number
34-57481
SEC Issue Date
Federal Register Publish Date
Document Citation

73 FR 15571

Last Reviewed or Updated: Sept. 18, 2024