The Options Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-96275 | Nov 8, 2022 | SR-OCC-2022-010 | The Options Clearing Corporation | The Options Clearing Corporation Notice of Designation of Longer Period for Commission Action on Proposed Rule Change by The Options Clearing Corporation Concerning a Risk Management Framework and Corporate Risk Management Policy |
| 34-96246 | Nov 7, 2022 | SR-OCC-2022-011 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Options Clearing Corporation Concerning Corrections to Its By-Laws Comments Due: December 5, 2022 See Also - Exhibit 5 Submit a Comment on SR-OCC-2022-011
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| 34-95842 | Sep 20, 2022 | SR-OCC-2022-010 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change by the Options Clearing Corporation Concerning a Risk Management Framework and Corporate Risk Management Policy Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5a, Exhibit 5b, Exhibit 5c, Exhibit 5d, Exhibit 5j Submit a Comment on SR-OCC-2022-010 |
| 34-95717 | Sep 9, 2022 | SR-OCC-2022-009 | The Options Clearing Corporation | Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment No. 1, by The Options Clearing Corporation Concerning One Multiplier Options Comments Due: 21 days after publication in the Federal Register |
| 34-95364 | Jul 26, 2022 | SR-OCC-2022-009 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning One Multiplier Options Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95319 | Jul 19, 2022 | SR-OCC-2022-001 | The Options Clearing Corporation | Order Granting Approval of Proposed Rule Change Concerning The Options Clearing Corporation's Margin Methodology for Incorporating Variations in Implied Volatility Comments Due: March 4, 2022 View Received Comments |
| 34-95073 | Jun 8, 2022 | SR-OCC-2022-007 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning the Implementation of Changes to Settlement Timing Previously Approved in Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5a, Exhibit 5b, Exhibit 5c, Exhibit 5d |
| 34-95068 | Jun 8, 2022 | SR-OCC-2022-008 | The Options Clearing Corporation | Clearing Agency; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning Adoption of a Cybersecurity Attestation Program Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 3, Exhibit 5 |
| 34-94988 | May 26, 2022 | SR-OCC-2022-002 | The Options Clearing Corporation | Order Granting Approval of Proposed Rule Change Concerning the Options Clearing Corporation's Governance Arrangements Comments Due: 21 days after publication in the Federal Register View Received Comments |
| 34-94950 | May 19, 2022 | SR-OCC-2022-004 | The Options Clearing Corporation | Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment No. 1, by The Options Clearing Corporation Concerning Settlement Timing Comments Due: 21 days after publication in the Federal Register |