The Options Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-64697 | Jun 17, 2011 | SR-OCC-2011-07 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide an Interpretation to Rule 401 To Allow Clearing Members To Use OCC Systems To Update Certain Non-critical Trade Data With Respect to Exchange Transactions Involving Securities Options |
| 34-64436 | May 6, 2011 | SR-OCC-2011-05 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change To Provide Flexibility to the Options Clearing Corporation With Respect to Its Obligations To Pay Settlement Amounts to Clearing Members Generally as Well as in Emergency Situations See Also - Rel. No. 34-64740, Rel. No. 34-64740 |
| 34-64247 | Apr 7, 2011 | SR-OCC-2011-04 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide Legal Certainty for the Trading of Futures on the CBOE Gold ETF Volatility Index |
| 34-64181 | Apr 5, 2011 | SR-OCC-2010-19 | The Options Clearing Corporation | Order Approving a Proposed Rule Change Relating to Stock Loan Programs See Also - Rel. No. 34-63623, Rel. No. 34-63623 |
| 34-64167 | Apr 1, 2011 | SR-OCC-2011-03 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change to Allow for an Expansion of OCC's Internal Cross-Margining Program to Include the Ability of a Pair of Affiliated Clearing Members to Establish an Internal Non-Proprietary Cross-Margining Account View Received Comments See Also - Rel. No. 34-64712, Rel. No. 34-64712 |
| 34-64154 | Mar 31, 2011 | SR-ODD-2011-02 | The Options Clearing Corporation | Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Certain Changes to Disclosure Regarding Variability Index Options and Relative Performance Index Options and Amendment to the Options Disclosure Document Inside Front Cover |
| 34-64119 | Mar 24, 2011 | SR-OCC-2011-02 | The Options Clearing Corporation | Order Approving Proposed Rule Change To Accommodate the Clearance of Relative Performance Options See Also - Rel. No. 34-63811, Rel. No. 34-63811 |
| 34-63811 | Feb 1, 2011 | SR-OCC-2011-02 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change To Accommodate the Clearance of Relative Performance Options See Also - Rel. No. 34-64119, Rel. No. 34-64119 |
| 34-63711 | Jan 12, 2011 | SR-ODD-2011-01 | The Options Clearing Corporation | Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Certain Changes to Disclosure Regarding Credit Default Options in, and Making Certain Technical Amendments to, the June 2007 Supplement to the Options Disclosure Document |
| 34-63623 | Dec 30, 2010 | SR-OCC-2010-19 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change Relating to Stock Loan Programs See Also - Rel. No. 34-64181, Rel. No. 34-64181 |