The Options Clearing Corporation Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-65484 | Oct 4, 2011 | SR-OCC-2011-14 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Relating to Clearing Options on the CBOE Silver Volatility Index See Also - Rel. No. 34-65789, Rel. No. 34-65789 |
| 34-65386 | Sep 23, 2011 | SR-OCC-2011-10 | The Options Clearing Corporation | Order Approving Proposed Rule Change To Revise Its By-Laws and Rules To Establish a Clearing Fund Amount Intended To Support Losses Under a Defined Set of Default Scenarios See Also - Rel. No. 34-65119, Rel. No. 34-65119 |
| 34-65370 | Sep 21, 2011 | SR-OCC-2011-08 | The Options Clearing Corporation | Notice of Filing of Amendment No. 1 to Proposed Rule Change To Provide Specific Authority To Use an Auction Process as One of the Means To Liquidate a Defaulting Clearing Member's Accounts See Also - Rel. No. 34-65654, Rel. No. 34-64982, Rel. No. 34-65654, Rel. No. 34-64982 |
| 34-65338 | Sep 14, 2011 | SR-OCC-2011-12 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change To Adopt Fitness Standards for Directors, Clearing Members, and Others See Also - Rel. No. 34-65648 |
| 34-65119 | Aug 12, 2011 | SR-OCC-2011-10 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change To Revise Its By-Laws and Rules To Establish a Clearing Fund Amount Intended To Support Losses Under a Defined Set of Default Scenarios |
| 34-64982 | Jul 28, 2011 | SR-OCC-2011-08 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change to Provide Specific Authority to Use an Auction Process as One of the Means to Liquidate a Defaulting Clearing Member's Accounts See Also - Rel. No. 34-65654, Rel. No. 34-65370, Rel. No. 34-65654, Rel. No. 34-65370 |
| 34-64973 | Jul 27, 2011 | SR-OCC-2011-09 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow for the Clearing of Real Estate Index Futures Contracts |
| 34-64883 | Jul 14, 2011 | SR-OCC-2011-06 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Clearing and Settling a Price Differential Spread Futures Transaction |
| 34-64740 | Jun 24, 2011 | SR-OCC-2011-05 | The Options Clearing Corporation | Order Approving Proposed Rule Change To Provide Flexibility to The Options Clearing Corporation With Respect to Its Obligations To Pay Settlement Amounts to Clearing Members Generally as Well as in Emergency Situations See Also - Rel. No. 34-64436, Rel. No. 34-64436 |
| 34-64712 | Jun 21, 2011 | SR-OCC-2011-03 | The Options Clearing Corporation | Order Approving Proposed Rule Change To Allow for an Expansion of OCC's Internal Cross-Margining Program To Include the Ability of a Pair of Affiliated Clearing Members To Establish an Internal Non-Proprietary Cross-Margining Account View Received Comments See Also - Rel. No. 34-64167, Rel. No. 34-64167 |