The Options Clearing Corporation Rulemaking
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Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-66070 | Dec 29, 2011 | SR-OCC-2011-13 | The Options Clearing Corporation | Order Approving Proposed Rule Change, as Modified by Amendments No. 1, No. 2, and No. 3, Relating to Relative Performance Indexes See Also - Rel. No. 34-65483, Rel. No. 34-65807, Rel. No. 34-65483, Rel. No. 34-65807 |
34-65990 | Dec 16, 2011 | SR-OCC-2011-17 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Novation of Trades at OCC |
34-65927 | Dec 9, 2011 | SR-OCC-2011-15 | The Options Clearing Corporation | Order Approving Proposed Rule Change Relating to Management of Liquidity Risk See Also - Rel. No. 34-65622, Rel. No. 34-65622 |
34-65870 | Dec 2, 2011 | SR-OCC-2011-16 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow for the Clearing of Real Estate Index Futures Contracts |
34-65807 | Nov 22, 2011 | SR-OCC-2011-13 | The Options Clearing Corporation | Notice of Filing of Amendment No. 2 and Amendment No. 3 to Proposed Rule Relating to Relative Performance Indexes See Also - Rel. No. 34-65483, Rel. No. 34-66070, Rel. No. 34-65483, Rel. No. 34-66070 |
34-65789 | Nov 18, 2011 | SR-OCC-2011-14 | The Options Clearing Corporation | Order Approving Proposed Rule Change Relating to Clearing Options on the CBOE Silver Volatility Index See Also - Rel. No. 34-65484, Rel. No. 34-65484 |
34-65654 | Oct 28, 2011 | SR-OCC-2011-08 | The Options Clearing Corporation | Order Approving Proposed Rule Change, as Modified by Amendment No. 1, To Provide Specific Authority To Use an Auction Process as One of the Means To Liquidate a Defaulting Clearing Member's Accounts See Also - Rel. No. 34-65370, Rel. No. 34-64982, Rel. No. 34-65370, Rel. No. 34-64982 |
34-65648 | Oct 27, 2011 | SR-OCC-2011-12 | The Options Clearing Corporation | Order Approving Proposed Rule Change To Adopt Fitness Standards for Directors, Clearing Members, and Others See Also - Rel. No. 34-65338, Rel. No. 34-65338 |
34-65622 | Oct 26, 2011 | SR-OCC-2011-15 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change Relating to Management of Liquidity Risk See Also - Rel. No. 34-65927, Rel. No. 34-65927 |
34-65484 | Oct 4, 2011 | SR-OCC-2011-14 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Relating to Clearing Options on the CBOE Silver Volatility Index See Also - Rel. No. 34-65789, Rel. No. 34-65789 |