The Options Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-94283 | Feb 18, 2022 | SR-OCC-2022-002 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change Concerning the Options Clearing Corporation's Governance Arrangements Comments Due: 21 days after publication in the Federal Register View Received Comments See Also - Exhibit 5a, Exhibit 5b, Exhibit 5c, Exhibit 5d, Exhibit 5e, Exhibit 5f, Exhibit 5g, Exhibit 5h, Exhibit 5a, Exhibit 5b, Exhibit 5c, Exhibit 5d, Exhibit 5e, Exhibit 5f, Exhibit 5g, Exhibit 5h Submit a Comment on SR-OCC-2022-002
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| 34-94165 | Feb 7, 2022 | SR-OCC-2022-001 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change Concerning the Options Clearing Corporation's Margin Methodology for Incorporating Variations in Implied Volatility Comments Due: March 4, 2022 View Received Comments |
| 34-93916 | Jan 6, 2022 | SR-OCC-2021-014 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change Concerning the Options Clearing Corporation's Cash and Investment Management Comments Due: February 2, 2022 See Also - Exhibit 5b, Exhibit 5b |
| 34-93867 | Dec 23, 2021 | SR-OCC-2021-013 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update The Options Clearing Corporation's Operational Loss Fee Pursuant to Its Capital Management Policy Comments Due: January 19, 2022 See Also - Exhibit 5, Exhibit 5 |
| 34-93612 | Nov 18, 2021 | SR-OCC-2021-012 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct an Inadvertent Omission in a Prior Proposed Rule Change Concerning OCC's Schedule of Fees Comments Due: December 15, 2021 View Received Comments See Also - Exhibit 5, Exhibit 5 |
| 34-93436 | Oct 27, 2021 | SR-OCC-2021-010 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning Revisions to the Titles of Certain Options Clearing Corporation Personnel Comments Due: November 23, 2021 See Also - Exhibit 5a, Exhibit 5b, Exhibit 5a, Exhibit 5b |
| 34-93371 | Oct 18, 2021 | SR-OCC-2021-011 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning the Interest Rates Used for Options Pricing in the STANS Methodology Description Comments Due: November 12, 2021 |
| 34-93195 | Sep 29, 2021 | SR-OCC-2021-009 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise the Options Clearing Corporation's Schedule of Fees Comments Due: October 26, 2021 |
| 34-93102 | Sep 22, 2021 | SR-OCC-2021-007 | The Options Clearing Corporation | Order Granting Approval of Proposed Rule Change Concerning the Options Clearing Corporation's Governance Arrangements Comments Due: September 1, 2021 |
| 34-92690 | Aug 17, 2021 | SR-OCC-2021-008 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Technical Changes to the By-Laws and Rules of the Options Clearing Corporation Comments Due: September 13, 2021 See Also - Exhibit 3, Exhibit 5, Exhibit 3, Exhibit 5 |