The Options Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-94938 | May 18, 2022 | SR-OCC-2022-005 | The Options Clearing Corporation | Order Granting Approval of Proposed Rule Change by the Options Clearing Corporation Concerning Revisions to OCC's Partial Tear-Up Rules |
| 34-94910 | May 13, 2022 | SR-OCC-2022-003 | The Options Clearing Corporation | Order Granting Approval of Proposed Rule Change by The Options Clearing Corporation Concerning Cash-Settled FLEX ETF Options |
| 34-94900 | May 12, 2022 | SR-OCC-2022-001 | The Options Clearing Corporation | Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Concerning the Options Clearing Corporation's Margin Methodology for Incorporating Variations in Implied Volatility Comments Due: 21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register View Received Comments Submit a Comment on SR-OCC-2022-001
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| 34-94646 | Apr 8, 2022 | SR-OCC-2022-006 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Options Clearing Corporation Concerning Weekly Options and Short Term Options Comments Due: May 5, 2022 View Received Comments See Also - Exhibit 5 |
| 34-94625 | Apr 7, 2022 | SR-OCC-2022-002 | The Options Clearing Corporation | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Concerning the Options Clearing Corporation's Governance Arrangements Comments Due: 21 days after publication in the Federal Register View Received Comments |
| 34-94583 | Apr 1, 2022 | SR-OCC-2022-005 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change Concerning Revisions to OCC's Partial Tear-Up Rules Comments Due: April 28, 2022 View Received Comments See Also - Exhibit 3, Exhibit 3a, Exhibit 5 Submit a Comment on SR-OCC-2022-005 |
| 34-94587 | Apr 1, 2022 | SR-OCC-2022-004 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning Settlement Timing Comments Due: April 28, 2022 View Received Comments See Also - Exhibit 3, Exhibit 5a, Exhibit 5b, Exhibit 5c |
| 34-94542 | Mar 29, 2022 | SR-OCC-2022-003 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning Cash-Settled FLEX ETF Options Comments Due: April 25, 2022 View Received Comments See Also - Exhibit 5a, Exhibit 5b Submit a Comment on SR-OCC-2022-003 |
| 34-94503 | Mar 24, 2022 | SR-OCC-2022-001 | The Options Clearing Corporation | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Concerning the Options Clearing Corporation's Margin Methodology for Incorporating Variations in Implied Volatility Comments Due: March 4, 2022 View Received Comments |
| 34-94304 | Feb 24, 2022 | SR-OCC-2021-014 | The Options Clearing Corporation | Order Granting Approval of Proposed Rule Change Concerning The Options Clearing Corporation's Cash and Investment Management Comments Due: February 2, 2022 |