The Options Clearing Corporation (OCC-AN) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-82221 | Dec 5, 2017 | SR-OCC-2017-805 | The Options Clearing Corporation (OCC-AN) | Notice of No Objection to Advance Notice Filing Concerning The Use of the Society of Worldwide Interbank Financial Telecommunication ("SWIFT") Messaging Network in OCC's Cash Settlement Process See Also - Rel. No. 34-82055 |
| 34-82056 | Nov 13, 2017 | SR-OCC-2017-806 | The Options Clearing Corporation (OCC-AN) | Notice of Filing of Advance Notice Concerning Liquidity for Same-Day Settlement See Also - Exhibit 5, Rel. No. 34-82296 |
| 34-82055 | Nov 13, 2017 | SR-OCC-2017-805 | The Options Clearing Corporation (OCC-AN) | Notice of Filing of Advance Notice Concerning the Use of the Society of Worldwide Interbank Financial Telecommunication Messaging Network in OCC's Cash Settlement Process See Also - Rel. No. 34-82221 |
| 34-81058 | Jun 30, 2017 | SR-OCC-2017-803 | The Options Clearing Corporation (OCC-AN) | Notice of Filing of Advance Notice of and No Objection to The Options Clearing Corporation's Proposal to Enter Into a New Credit Facility Agreement |
| 34-81040 | Jun 28, 2017 | SR-OCC-2017-804 | The Options Clearing Corporation (OCC-AN) | Notice of Filing of Advance Notice Concerning the Adoption of a New Stock Options and Futures Settlement Agreement Between The Options Clearing Corporation and the National Securities Clearing Corporation See Also - Rel. No. 34-81260 |
| 34-80537 | Apr 27, 2017 | SR-OCC-2017-802 | The Options Clearing Corporation (OCC-AN) | Notice of No Objection to Advance Notice Filing Concerning The Options Clearing Corporation's Enhancements to OCC's Stock Loan Programs |
| 34-80323 | Mar 28, 2017 | SR-OCC-2017-802 | The Options Clearing Corporation (OCC-AN) | Notice of Filing of Advance Notice Concerning Enhancements to OCC's Stock Loan Programs See Also - Rel. No. 34-80537 |
| 34-80143 | Mar 2, 2017 | SR-OCC-2017-801 | The Options Clearing Corporation (OCC-AN) | Notice of No Objection to Advance Notice Filing Concerning The Options Clearing Corporation's Margin Coverage During Times of Increased Volatility See Also - Rel. No. 34-79915 |
| 34-79915 | Feb 1, 2017 | SR-OCC-2017-801 | The Options Clearing Corporation (OCC-AN) | Notice of Filing of Advance Notice Concerning The Options Clearing Corporation's Margin Coverage During Times of Increased Volatility |
| 34-79096 | Oct 13, 2016 | SR-OCC-2016-802 | The Options Clearing Corporation (OCC-AN) | Notice of No Objection to Advance Notice Filing Concerning The Options Clearing Corporation's Escrow Deposit Program See Also - Rel. No. 34-78834 |