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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Disciplinary Rule 476A To Add Rule 104(a)(1)(A)-NYSE Amex Equities To Its "List of Exchange Rule Violations and Fines Applicable Thereto"

National Securities Exchanges, NYSE Amex (NYSEAmex)

Last Reviewed or Updated: July 30, 2009

Resources

Notice Rule: SEC Issued Version (pdf 131.99 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Aug. 26, 2009

File Number

NYSEAmex-2009-47

Rule Type

Notice

Release Number

34-60398

SEC Issue Date

July 30, 2009

Federal Register Publish Date

Aug. 5, 2009

Document Citation

74 FR 39130

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Disciplinary Rule 476A To Add Rule 104(a)(1)(A)-NYSE Amex Equities To Its "List of Exchange Rule Violations and Fines Applicable Thereto"

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Disciplinary Rule 476A To Add Rule 104(a)(1)(A)-NYSE Amex Equities To Its "List of Exchange Rule Violations and Fines Applicable Thereto"

Resources

Details