National Securities Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-52664 | Oct 25, 2005 | SR-NSCC-2005-14 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change To Require Members To Purchase Shares of the Common Stock of The Depository Trust & Clearing Corporation See Also - Rel. No. 34-52922 |
| 34-52552 | Oct 3, 2005 | SR-NSCC-2005-13 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change To Modify and Consolidate Clearing Fund Rules View Received Comments See Also - Rel. No. 34-52772 |
| 34-52458 | Sep 16, 2005 | SR-NSCC-2005-10 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Mutual Fund Commission Settlement Service |
| 34-52445 | Sep 15, 2005 | SR-NSCC-2005-08 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Codify, Consolidate, and Clarify Financial Responsibility and Operational Capability Rules |
| 34-52446 | Sep 15, 2005 | SR-NSCC-2005-05, SR-DTC-2005-04, SR-FICC-2005-10 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Order Approving Proposed Rule Change To Establish a Fine for Members Failing To Conduct Connectivity Testing See Also - Rel. No. 34-52043 |
| 34-52394 | Sep 8, 2005 | SR-NSCC-2005-11 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Interpretation of the Definition of "Insurance Company" Under Its Rules and Procedures |
| 34-52397 | Sep 8, 2005 | SR-NSCC-2005-12 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Automated Customer Account Transfer Service Rules and Procedures |
| 34-52343 | Aug 26, 2005 | SR-NSCC-2005-09 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Changes to Insurance Processing Service and Revisions to Fee Schedule |
| 34-52043 | Jul 15, 2005 | SR-NSCC-2005-05, SR-DTC-2005-04, SR-FICC-2005-10 | National Securities Clearing Corporation, The Depository Trust Company (DTC), Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Changes To Establish a Fine for Members Failing To Conduct Connectivity Testing See Also - Rel. No. 34-52446 |
| 34-51954 | Jun 30, 2005 | SR-NSCC-2005-07 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Charges for Communications Fees To Continue Operating Legacy Communication Networks |