National Securities Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-55366 | Feb 27, 2007 | SR-NSCC-2006-05 | National Securities Clearing Corporation | Order Granting Approval of a Proposed Rule Change Relating to the Wind-Down of a Member See Also - Rel. No. 34-54928 |
| 34-55315 | Feb 20, 2007 | SR-NSCC-2006-19 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Its Fee Schedule |
| 34-55267 | Feb 9, 2007 | SR-NSCC-2006-16 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow Retirement and Other Benefit Plans and Programs Offered By Registered Broker/Dealers To Be Processed Through Its Insurance Processing Service |
| 34-55259 | Feb 8, 2007 | SR-NSCC-2006-18 | National Securities Clearing Corporation | Order Granting Accelerated Approval of a Proposed Rule Change To Create Service To Facilitate the Exchange of Account Related Information on an Automated Basis Between Members See Also - Rel. No. 34-55082 |
| 34-55157 | Jan 23, 2007 | SR-NSCC-2006-12 | National Securities Clearing Corporation | Order Granting Approval to Proposed Rule Change Relating to Buy-Ins of Municipal Securities See Also - Rel. No. 34-54900 |
| 34-55095 | Jan 12, 2007 | SR-NSCC-2006-11 | National Securities Clearing Corporation | Order Approving Proposed Rule Change To Amend Its Rules and Procedures With Respect to Clearing Fund Collateral See Also - Rel. No. 34-54822 |
| 34-55082 | Jan 10, 2007 | SR-NSCC-2006-18 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change To Create Service To Facilitate the Exchange of Account Related Information on an Automated Basis Between Members See Also - Rel. No. 34-55259 |
| 34-54958 | Dec 18, 2006 | SR-NSCC-2006-13 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Harmonizing Administrative Provisions With Affiliated Clearing Agencies |
| 34-54928 | Dec 13, 2006 | SR-NSCC-2006-05 | National Securities Clearing Corporation | Notice of Filing of a Proposed Rule Change Relating to the Wind-Down of a Member See Also - Rel. No. 34-55366 |
| 34-54921 | Dec 13, 2006 | SR-NSCC-2006-14 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Clarifying and Technical Changes to its Insurance Processing Service |