National Securities Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-100048 | May 2, 2024 | SR-NSCC-2024-002 | National Securities Clearing Corporation | Order Approving of Proposed Rule Change to Accommodate a Shorter Standard Settlement Cycle and Make Other Changes Comments Due: April 11, 2024 Submit a Comment on SR-NSCC-2024-002
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| 34-99803 | Mar 20, 2024 | SR-NSCC-2024-003 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change to Amend the Clearing Agency Risk Management Framework See Also - Exhibit 5 |
| 34-99758 | Mar 18, 2024 | SR-NSCC-2024-001 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Clearing Agency Liquidity Risk Management Framework and the Clearing Agency Stress Testing Framework Comments Due: April 12, 2024 View Received Comments See Also - Exhibit 5a, Exhibit 5b |
| 34-99750 | Mar 15, 2024 | SR-NSCC-2024-002 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change to Accommodate a Shorter Standard Settlement Cycle and Make Other Changes Comments Due: April 11, 2024 See Also - Exhibit 5 |
| 34-99733 | Mar 14, 2024 | SR-NSCC-2023-007 | National Securities Clearing Corporation | Order Granting Approval of Proposed Rule Change, as Modified by Partial Amendment No. 1 and Amendment No. 2, to Modify the Amended and Restated Stock Options and Futures Settlement Agreement and Make Certain Revisions to the NSCC Rules |
| 34-99567 | Feb 20, 2024 | SR-NSCC-2023-007 | National Securities Clearing Corporation | Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1 and Amendment No. 2, to Modify the Amended and Restated Stock Options |
| 34-99303 | Jan 9, 2024 | SR-NSCC-2023-011 | National Securities Clearing Corporation | Order Granting Approval of a Proposed Rule Change to Refine the Margin Liquidity Adjustment (“MLA”) Charge Calculation and the Description of the MLA Charge |
| 34-99208 | Dec 20, 2023 | SR-NSCC-2023-013 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Addendum A (Fee Structure) Comments Due: January 17, 2024 See Also - Exhibit 5, Exhibit 3 |
| 34-99098 | Dec 6, 2023 | SR-NSCC-2023-012 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Clearing Agency Risk Management Framework Comments Due: January 2, 2024 See Also - Exhibit 5 |
| 34-99022 | Nov 27, 2023 | SR-NSCC-2023-011 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change to Refine the Margin Liquidity Adjustment ("MLA") Charge Calculation and the Description of the MLA Charge Comments Due: December 22, 2023 See Also - Exhibit 3, Exhibit 5 |