National Securities Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-59105 | Dec 16, 2008 | SR-NSCC-2008-08 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change to Amend Rules to Add an Agreement from Fund Members that Submit Mutual Fund Profile Information See Also - Rel. No. 34-59321 |
| 34-59044 | Dec 3, 2008 | SR-NSCC-2007-08 | National Securities Clearing Corporation | Order Approving Proposed Rule Change To Amend Membership Disqualification Criteria Rules See Also - Rel. No. 34-58123 |
| 34-58988 | Nov 20, 2008 | SR-NSCC-2008-09, SR-OCC-2008-18 | The Options Clearing Corporation, National Securities Clearing Corporation | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Changes Relating to Amendment No. 2 to the Third Amended and Restated Options Exercise Settlement Agreement |
| 34-58694 | Sep 30, 2008 | SR-NSCC-2008-07 | National Securities Clearing Corporation | Order Approving Proposed Rule Change To Enhance Processing of Exchange-Traded Funds See Also - Rel. No. 34-58314 |
| 34-58344 | Aug 12, 2008 | SR-NSCC-2007-15 | National Securities Clearing Corporation | Order Granting Approval of a Proposed Rule Change Relating to the Admission of Foreign Entities See Also - Rel. No. 34-57391 |
| 34-58314 | Aug 5, 2008 | SR-NSCC-2008-07 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change to Enhance Processing of Exchange-Traded Funds See Also - 34-58694.pdf |
| 34-58300 | Aug 4, 2008 | SR-NSCC-2008-06 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enhance the Equity Options Service To Include Bond Options |
| 34-58160 | Jul 15, 2008 | SR-NSCC-2007-07 | National Securities Clearing Corporation | Order Approving Proposed Rule Change To Restructure Its Rules Relating to Fines and To Harmonize Them With Similar Rules of Its Affiliates See Also - Rel. No. 34-57667 |
| 34-58123 | Jul 9, 2008 | SR-NSCC-2007-08 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change To Amend Membership Disqualification Criteria Rules |
| 34-58126 | Jul 9, 2008 | SR-NSCC-2008-04 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Use of NSCC's Mutual Fund Service by Investment Managers in Managed Account Programs View Received Comments |