National Securities Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-61413 | Jan 25, 2010 | SR-NSCC-2009-12 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Fee Schedule |
| 34-61415 | Jan 25, 2010 | SR-NSCC-2010-01 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change To Eliminate Guarantee of Payment in Connection With the Envelope Settlement Service See Also - Rel. No. 34-61618 |
| 34-61215 | Dec 22, 2009 | SR-NSCC-2009-10 | National Securities Clearing Corporation | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Regarding National Securities Clearing Corporation's Board of Directors Election Process and Delegation Authority |
| 34-61089 | Dec 1, 2009 | SR-NSCC-2009-09 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Move the Canadian Depository for Securities to Risk-Based Margining |
| 34-60765 | Oct 1, 2009 | SR-NSCC-2009-08 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Fees for Certain Insurance and Retirement Processing Services |
| 34-60660 | Sep 11, 2009 | SR-NSCC-2009-07, SR-FICC-2009-09, SR-DTC-2009-14 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to Economic Sanctions and Embargo Programs Administered and Enforced by the Office of Foreign Assets Control View Received Comments |
| 34-60368 | Jul 22, 2009 | SR-NSCC-2009-05 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Haircuts Applied to Eligible Clearing Fund Securities |
| 34-60234 | Jul 2, 2009 | SR-NSCC-2009-04 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Addendum O |
| 34-59917 | May 14, 2009 | SR-NSCC-2009-03, SR-FICC-2009-06, SR-DTC-2009-07 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to Economic Sanctions and Embargo Programs Administered and Enforced by the Office of Foreign Assets Control View Received Comments |
| 34-59607 | Mar 19, 2009 | SR-NSCC-2009-02 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Tiered Trade Netting Fee |