National Securities Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-62882 | Sep 10, 2010 | SR-NSCC-2010-09 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change Regarding the Creation of a Universal Trade Capture Application and Automated Special Representative Facility See Also - Rel. No. 34-63668 |
| 34-62849 | Sep 3, 2010 | SR-NSCC-2010-07 | National Securities Clearing Corporation | Order Approving Proposed Rule Change To Amend Addendum C of its Rules and Procedures To Implement Risk Enhancements To its Stock Borrow Program See Also - Rel. No. 34-62567 |
| 34-62794 | Aug 30, 2010 | SR-NSCC-2010-08 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Relating to Authority To Suspend or Waive NSCC Rules and Procedures |
| 34-62726 | Aug 16, 2010 | SR-NSCC-2010-05 | National Securities Clearing Corporation | Order Approving Proposed Rule Change To Enhance the Process for Transfers Through the Automated Customer Account Transfer Service See Also - Rel. No. 34-62385 |
| 34-62567 | Jul 23, 2010 | SR-NSCC-2010-07 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change To Amend Addendum C of Its Rules and Procedures To Implement Risk Enhancements to Its Stock Borrow Program See Also - Rel. No. 34-62849 |
| 34-62435 | Jul 1, 2010 | SR-NSCC-2010-06 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Regarding Membership and Mutual Fund Services |
| 34-62385 | Jun 25, 2010 | SR-NSCC-2010-05 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change To Enhance the Process for Transfers Through the Automated Customer Account Transfer Service See Also - Rel. No. 34-62726 |
| 34-61798 | Mar 29, 2010 | SR-NSCC-2010-04 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Set the Effective Date for the Elimination of the Guaranty of Payment With Respect to Its Envelope Settlement Service |
| 34-61783 | Mar 25, 2010 | SR-NSCC-2010-03 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Eligibility of Securities Processed Through the ID Net Service |
| 34-61762 | Mar 23, 2010 | SR-NSCC-2010-02 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Aggregate Obligations in Certain Securities Transactions Designated for Settlement on a Trade-for-Trade Basis |