National Securities Clearing Corporation Rulemaking

We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Release Number SEC Issue Date File Number SRO Organization Details
34-65623 Oct 26, 2011 SR-NSCC-2011-09 National Securities Clearing Corporation Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise NSCC's Fee Schedule as It Applies to Certain Hedge Fund Products Within NSCC's Alternative Investment Products Service
34-65401 Sep 26, 2011 SR-NSCC-2011-07 National Securities Clearing Corporation Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend Rules Relating to the Settlement Timing of Partial Transfers Which Include Mutual Fund Assets Through NSCC's Automated Customer Account Transfer Service
34-65032 Aug 4, 2011 SR-NSCC-2011-04 National Securities Clearing Corporation Order Granting Approval of a Proposed Rule Change To Amend Rules Relating To Discontinuing Dividend Settlement Service, Funds Only Settlement Service, Data Distribution Box Services, and Changes to the Envelope Settlement Service
See Also - Rel. No. 34-64769
34-65008 Aug 2, 2011 SR-NSCC-2011-06 National Securities Clearing Corporation Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Analytic Reporting Service Fees
34-64798 Jul 1, 2011 SR-NSCC-2011-05 National Securities Clearing Corporation Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees Associated With the Obligation Warehouse Service
34-64769 Jun 29, 2011 SR-NSCC-2011-04 National Securities Clearing Corporation Notice of Filing of Proposed Rule Change To Amend Rules Relating to Discontinuing Dividend Settlement Service, Funds Only Settlement Service, Data Distribution Box Services, and Changes to the Envelope Settlement Service
See Also - Rel. No. 34-65032
34-64666 Jun 14, 2011 SR-NSCC-2011-03 National Securities Clearing Corporation Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Analytic Reporting Service
34-64487 May 13, 2011 SR-NSCC-2011-02 National Securities Clearing Corporation Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating To Updating the Range of Haircuts to be Applied to Eligible Clearing Fund Securities
34-64196 Apr 6, 2011 SR-NSCC-2010-15 National Securities Clearing Corporation Order Approving Proposed Rule Change Relating to Establishing an Automated Service for the Processing of Transfers, Replacements, and Exchanges of Insurance and Retirement Products
See Also - Rel. No. 34-63368
34-64065 Mar 9, 2011 SR-NSCC-2011-01 National Securities Clearing Corporation Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Modification of Trade Recording Fee for Bonds and Other Technical Rule Changes
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