National Securities Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-67850 | Sep 13, 2012 | SR-NSCC-2012-07 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Which: (i) Eliminates the Practice of Netting of Creations and Redemptions of Index Receipts Prior to Their Entering NSCC's Accounting Operation, and (ii) Effects Certain Other Technical Changes |
| 34-67673 | Aug 15, 2012 | SR-NSCC-2012-06 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change To Enhance the Default Pricing Methodology Used by NSCC's Automated Customer Account Transfer Service See Also - Rel. No. 34-67947 |
| 34-67390 | Jul 10, 2012 | SR-NSCC-2012-05 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Its Fee Schedule |
| 34-66731 | Apr 4, 2012 | SR-NSCC-2012-02 | National Securities Clearing Corporation | Order Approving Proposed Rule Change To Enhance Its Margining Methodology as Applied to Municipal and Corporate Bonds See Also - Rel. No. 34-66398 |
| 34-66635 | Mar 21, 2012 | SR-NSCC-2012-04 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 53 of Its Rules and Procedures Relating to the Alternative Investment Product Services To Standardize and Automate the Method by Which Registered AIP Broker-Dealer Members Meet Their Good Control Location Obligations for Uncertificated Securities |
| 34-66539 | Mar 8, 2012 | SR-NSCC-2012-03 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Messaging and Settlement Enhancements to the In Force Transactions Product Service of NSCC's Insurance and Retirement Services and the Establishment of Fees Applicable Thereto |
| 34-66398 | Feb 15, 2012 | SR-NSCC-2012-02 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change To Enhance Its Margining Methodology as Applied to Municipal and Corporate Bonds See Also - Rel. No. 34-66731 |
| 34-66399 | Feb 15, 2012 | SR-NSCC-2012-01 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make a Technical Correction With Respect to the Excess Capital Premium as Set Forth in Procedure XV (Clearing Fund Formula) of NSCC's Rules and Procedures |
| 34-66068 | Dec 29, 2011 | SR-NSCC-2011-10 | National Securities Clearing Corporation | Order Granting Approval of a Proposed Rule Change To Amend Rules Relating To the Creation of a Service To Provide Post-Trade Information See Also - Rel. No. 34-65788 |
| 34-65788 | Nov 18, 2011 | SR-NSCC-2011-10 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change To Amend Rules Relating to the Creation of a Service To Provide Post-Trade Information See Also - Rel. No. 34-66068 |