National Securities Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-69571 | May 14, 2013 | SR-NSCC-2013-05 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Require that All Locked-in Trade Data Submitted to It for Trade Recording be Submitted in Real-Time View Received Comments See Also - Exhibit 5 |
| 34-69497 | May 2, 2013 | SR-NSCC-2013-04 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change in Connection With the Implementation of the Foreign Account Tax Compliance Act (FATCA) See Also - Rel. No. 34-69742 |
| 34-69313 | Apr 4, 2013 | SR-NSCC-2013-02 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change To Institute Supplemental Liquidity Deposits to Its Clearing Fund Designed To Increase Liquidity Resources To Meet Its Liquidity Needs View Received Comments See Also - SR-NSCC-2013-802, Exhibit 5, Rel. No. 34-70999, Rel. No. 34-70688, Rel. No. 34-70501, Rel. No. 34-69951, Rel. No. 34-69620 |
| 34-69302 | Apr 4, 2013 | SR-NSCC-2012-10 | National Securities Clearing Corporation | Order Approving Proposed Rule Change To Eliminate the Offset of Its Obligations With Institutional Delivery Transactions That Settle at The Depository Trust Company for the Purpose of Calculating Its Clearing Fund Under Procedure XV of Its Rules & Procedures View Received Comments See Also - Rel. No. 34-68829, Rel. No. 34-68549 |
| 34-69221 | Mar 22, 2013 | SR-NSCC-2013-01 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Net and Bilaterally Offset Aggregated Receive and Deliver Settlement Obligations for Special Trades, and To Use Current Market Price as the Uniform Settlement Price for Net Balance Orders |
| 34-68829 | Feb 5, 2013 | SR-NSCC-2012-10 | National Securities Clearing Corporation | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Eliminate the Offset of Its Obligations With Institutional Delivery Transactions That Settle at The Depository Trust Company for the Purpose of Calculating Its Clearing Fund Under Procedure XV of Its Rules & Procedures View Received Comments See Also - Rel. No. 34-69302, Rel. No. 34-68549 |
| 34-68562 | Jan 2, 2013 | SR-NSCC-2012-11 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Its Fee Structure as It Relates to Certain Insurance and Retirement Processing Services and To Remove Reference to and the Fees Related to FundSPEED, a Discontinued Service |
| 34-68549 | Dec 28, 2012 | SR-NSCC-2012-10 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change To Eliminate the Offset of Its Obligations With Institutional Delivery Transactions that Settle at The Depository Trust Company for the Purpose of Calculating Its Clearing Fund Under Procedure XV of Its Rules & Procedures View Received Comments See Also - Rel. No. 34-69302, Rel. No. 34-68829 |
| 34-68269 | Nov 20, 2012 | SR-NSCC-2012-09 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Addendum A (Fee Structure) of Its Rules and Procedures Relating to Fund/SERV Fees |
| 34-68159 | Nov 5, 2012 | SR-NSCC-2012-08 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 52 (Mutual Fund Services) and Addendum A (NSCC's Fee Structure) |