National Securities Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-70501 | Sep 25, 2013 | SR-NSCC-2013-02 | National Securities Clearing Corporation | Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Institute Supplemental Liquidity Deposits to Its Clearing Funding Designed To Increase Liquidity Resources To Meet Its Liquidity Needs View Received Comments See Also - Rel. No. 34-70999, Rel. No. 34-70688, Rel. No. 34-69951, Rel. No. 34-69620, Rel. No. 34-69313 |
| 34-70263 | Aug 27, 2013 | SR-NSCC-2013-09 | National Securities Clearing Corporation | Order Approving Proposed Rule Change Relating to the Decommissioning of NSCC's Over-the-Counter (OTC) Equity Comparison Service See Also - Rel. No. 34-69980 |
| 34-69980 | Jul 12, 2013 | SR-NSCC-2013-09 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change Relating to the Decommissioning of NSCC's Over-the-Counter (OTC) Equity Comparison Service See Also - Rel. No. 34-70263 |
| 34-69951 | Jul 9, 2013 | SR-NSCC-2013-02 | National Securities Clearing Corporation | Notice of Filing Amendment No. 2 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Previously Modified by Amendment No. 1, To Institute Supplemental Liquidity Deposits to Its Clearing Fund Designed To Increase Liquidity Resources To Meet Its Liquidity Needs View Received Comments See Also - Exhibit 5, Rel. No. 34-70999, Rel. No. 34-70688, Rel. No. 34-70501, Rel. No. 34-69620, Rel. No. 34-69313 |
| 34-69890 | Jun 28, 2013 | SR-NSCC-2013-05 | National Securities Clearing Corporation | Order Approving Proposed Rule Change To Require That All Locked-In Trade Data Submitted to It for Trade Recording Be Submitted in Real-time View Received Comments See Also - Rel. No. 34-69571 |
| 34-69824 | Jun 21, 2013 | SR-NSCC-2013-08 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, To Expand the Analytic Reporting Service To Permit Increased Source Data See Also - Exhibit 5 |
| 34-69742 | Jun 12, 2013 | SR-NSCC-2013-04 | National Securities Clearing Corporation | Order Approving Proposed Rule Change in Connection With the Implementation of The Foreign Account Tax Compliance Act (FATCA) See Also - Rel. No. 34-69497 |
| 34-69694 | Jun 4, 2013 | SR-NSCC-2013-07 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change That Consists of Technical Corrections To Reflect the Availability of Certain Functionality in the Obligation Warehouse Service See Also - Exhibit 5 |
| 34-69620 | May 22, 2013 | SR-NSCC-2013-02 | National Securities Clearing Corporation | Notice of Filing Amendment No. 1 and Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, To Institute Supplemental Liquidity Deposits to Its Clearing Fund Designed To Increase Liquidity Resources To Meet Its Liquidity Needs View Received Comments See Also - Exhibit 2, Rel. No. 34-70999, Rel. No. 34-70688, Rel. No. 34-70501, Rel. No. 34-69951, Rel. No. 34-69313 |
| 34-69596 | May 16, 2013 | SR-NSCC-2013-06 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees Related to Portfolio Composition File Reporting in Addendum A of Its Rules and Procedures |