National Securities Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-76112 | Oct 8, 2015 | SR-NSCC-2015-005 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change To Permit Trades in Eligible Fixed Income Securities Scheduled To Settle on Day After Trade Date To Be Processed for Settlement at National Securities Clearing Corporation See Also - Rel. No. 34-76458, Exhibit 5 |
| 34-76099 | Oct 7, 2015 | SR-NSCC-2015-004 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change to Require Real-Time Trade Submission and to Prohibit Pre-Netting Practices through NSCC's Correspondent Clearing Service See Also - Exhibit 5 |
| 34-76077 | Oct 5, 2015 | SR-NSCC-2015-003 | National Securities Clearing Corporation | Order Approving Proposed Rule Change to Enhance NSCC's Margining Methodology as Applied to Family-Issued Securities of Certain NSCC Members See Also - Rel. No. 34-75768 |
| 34-75768 | Aug 27, 2015 | SR-NSCC-2015-003 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change To Enhance NSCC's Margining Methodology as Applied to Family-Issued Securities of Certain NSCC Members See Also - Exhibit 5, Rel. No. 34-76077 |
| 34-74965 | May 14, 2015 | SR-NSCC-2015-002 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify NSCC's Rules & Procedures Relating to the Process by Which NSCC Members Submit Buy-Ins Within NSCC's Continuous Net Settlement System See Also - Exhibit 5 |
| 34-74639 | Apr 2, 2015 | SR-NSCC-2015-001 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Addendum A (Fee Structure) With Respect to the Alternative Investment Product Services See Also - Exhibit 5 |
| 34-74098 | Jan 20, 2015 | SR-NSCC-2014-12 | National Securities Clearing Corporation | Order Approving Proposed Rule Change To Amend NSCC's Rules and Procedures in Connection With the Discontinuance of the Analytic Reporting Service See Also - Rel. No. 34-73779 |
| 34-73929 | Dec 23, 2014 | SR-NSCC-2014-13 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Addendum A (Fee Structure) With Respect to Fees Related to NSCC's Obligation Warehouse Service See Also - Exhibit 5 |
| 34-73779 | Dec 8, 2014 | SR-NSCC-2014-12 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change to Amend NSCC's Rules and Procedures in Connection with the Discontinuance of the Analytic Reporting Service See Also - Exhibit 5, Rel. No. 34-74098 |
| 34-73644 | Nov 19, 2014 | SR-NSCC-2014-10 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify That Federal Reserve Banks, Central Counterparties, and Central Securities Depositories Shall Not Be Considered Either "Mandatory Purchaser Participants" or "Voluntary Purchaser Participants" See Also - Exhibit 5 |