National Securities Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-79739 | Jan 4, 2017 | SR-NSCC-2016-009 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adjust Fees Related to Insurance and Retirement Processing Services See Also - Exhibit 5 |
| 34-79734 | Jan 4, 2017 | SR-NSCC-2016-007 | National Securities Clearing Corporation | Order Granting Approval of Proposed Rule Change To Accommodate Shorter Standard Settlement Cycle and Make Other Changes See Also - Rel. No. 34-79356 |
| 34-79655 | Dec 22, 2016 | SR-NSCC-2016-008 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change To Reflect Updates to the Consolidated Trade Summary, Eliminate Re-Pricing in the Foreign Security Accounting Operation and Make Other Changes See Also - Exhibit 5 |
| 34-79598 | Dec 19, 2016 | SR-NSCC-2016-005 | National Securities Clearing Corporation | Order Granting Approval of Proposed Rule Change To Accelerate Its Trade Guaranty, Add New Clearing Fund Components, Enhance Its Intraday Risk Management, Provide for Loss Allocation of "Off-the-Market Transactions," and Make Other Changes See Also - Rel. No. 34-79245 |
| 34-79528 | Dec 12, 2016 | SR-NSCC-2016-003, SR-FICC-2016-005, SR-DTC-2016-007 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes, as Modified by Amendments No. 1, Relating to Clearing Agency Investment Policy See Also - Rel. No. 34-79165, Rel. No. 34-78778 |
| 34-79356 | Nov 18, 2016 | SR-NSCC-2016-007 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change To Accommodate Shorter Standard Settlement Cycle and Make Other Changes See Also - Exhibit 5, Rel. No. 34-79734 |
| 34-79245 | Nov 4, 2016 | SR-NSCC-2016-005 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change To Accelerate Its Trade Guaranty, Add New Clearing Fund Components, Enhance Its Intraday Risk Management, Provide for Loss Allocation of "Off-the-Market Transactions," and Make Other Changes See Also - Exhibit 5, Rel. No. 34-79598 |
| 34-79167 | Oct 26, 2016 | SR-NSCC-2016-004, SR-FICC-2016-006 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC) | Order Granting Approval of Proposed Rule Changes To Describe the Backtesting Charge and the Holiday Charge That May Be Imposed on Members See Also - Rel. No. 34-78807, Rel. No. 34-78808 |
| 34-79165 | Oct 26, 2016 | SR-NSCC-2016-003, SR-FICC-2016-005, SR-DTC-2016-007 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearing Agency Investment Policy See Also - Rel. No. 34-79528, Rel. No. 34-78778 |
| 34-78808 | Sep 9, 2016 | SR-NSCC-2016-004 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change To Describe the Backtesting Charge and the Bank Holiday Charge That May Be Imposed on Members See Also - Exhibit 5, Rel. No. 34-79167 |