National Securities Clearing Corporation Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-81248 | Jul 28, 2017 | SR-NSCC-2017-012, SR-FICC-2017-016, SR-DTC-2017-013 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Notice of Filings of Proposed Rule Changes To Adopt the Clearing Agency Risk Management Framework See Also - Rel. No. 34-81635 |
| 34-81203 | Jul 25, 2017 | SR-NSCC-2017-010 | National Securities Clearing Corporation | Notice of Filing of a Proposed Rule Change To Expand the Application of the Family-Issued Securities Charge See Also - Exhibit 5, Rel. No. 34-81550 |
| 34-81194 | Jul 24, 2017 | SR-NSCC-2017-005, SR-FICC-2017-008, SR-DTC-2017-004 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Notice of Filing Amendment No. 2, Notice of Filing Amendment No. 3, and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes, as Previously Modified by Amendment No. 1, to Adopt the Clearing Agency Liquidity Risk Management Framework See Also - Rel. No. 34-82377, Rel. No. 34-80877, Rel. No. 34-80489 |
| 34-81192 | Jul 24, 2017 | SR-NSCC-2017-006, SR-FICC-2017-009, SR-DTC-2017-005 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Notice of Filing Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Adopt the Clearing Agency Stress Testing Framework (Market Risk) See Also - Rel No. 34-82368, Rel. No. 34-80876, Rel. No. 34-80485, Rel. No. 34-81883 |
| 34-81105 | Jul 7, 2017 | SR-NSCC-2017-004, SR-FICC-2017-007, SR-DTC-2017-003 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Order Approving Proposed Rule Changes, as Modified by Amendments No. 1, To Adopt the Clearing Agency Policy on Capital Requirements and the Clearing Agency Capital Replenishment Plan See Also - Rel. No. 34-80878, Rel. No. 34-80491 |
| 34-81074 | Jul 5, 2017 | SR-NSCC-2017-008, SR-FICC-2017-014, SR-DTC-2017-008 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Notice of Filings of Proposed Rule Changes To Adopt the Clearing Agency Model Risk Management Framework See Also - Rel. No. 34-81485 |
| 34-81044 | Jun 29, 2017 | SR-NSCC-2017-009 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Further Describe and Codify Existing Practices Relating to the Bond Haircut See Also - Exhibit 5 |
| 34-80942 | Jun 15, 2017 | SR-NSCC-2017-007 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change To Adopt a New Stock Options and Futures Settlement Agreement With the Options Clearing Corporation See Also - Rel. No. 34-81266 |
| 34-80878 | Jun 7, 2017 | SR-NSCC-2017-004, SR-FICC-2017-007, SR-DTC-2017-003 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes, as Modified by Amendments No. 1, To Adopt the Clearing Agency Policy on Capital Requirements and the Clearing Agency Capital Replenishment Plan See Also - Rel. No. 34-80491, Rel. No. 34-81105 |
| 34-80877 | Jun 7, 2017 | SR-NSCC-2017-005, SR-FICC-2017-008, SR-DTC-2017-004 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes, as Modified by Amendments No. 1, To Adopt the Clearing Agency Liquidity Risk Management Framework See Also - Rel. No. 34-82377, Rel. No. 34-81194, Rel. No. 34-80489 |