National Securities Exchanges - Current
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To browse the full list, please visit National Securities Exchanges - All Years.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-99954 | Apr 12, 2024 | SR-PEARL-2024-17 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Operation of the Trading Collar under Exchange Rule 2618(b) Comments Due: May 9, 2024 See Also - Exhibit 5 Submit a Comment on SR-PEARL-2024-17
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| 34-99907 | Apr 4, 2024 | SR-PEARL-2024-15 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Exchange Fee Schedule to Establish Market Data Fees Comments Due: May 17, 2024 See Also - Exhibit 5 |
| 34-99831 | Mar 21, 2024 | SR-PEARL-2024-12 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule Comments Due: April 17, 2024 See Also - Exhibit 5 |
| 34-99823 | Mar 21, 2024 | SR-PEARL-2024-14 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Modify Certain Connectivity and Port Fees Comments Due: April 17, 2024 View Received Comments See Also - Exhibit 5 |
| 34-99814 | Mar 20, 2024 | SR-PEARL-2024-13 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule for Purge Ports Comments Due: April 16, 2024 View Received Comments See Also - Exhibit 5 |
| 34-99695 | Mar 8, 2024 | SR-PEARL-2024-11 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Equities Fee Schedule Regarding the NBBO Setter Plus Program Comments Due: April 4, 2024 See Also - Exhibit 5 |
| 34-99682 | Mar 6, 2024 | SR-PEARL-2024-03 | MIAX PEARL, LLC (PEARL) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Exchange Rule 402, Criteria for Underlying Securities, to List and Trade Options on Exchange-Traded Fund Shares that Represent Interests in a Trust that Hold View Received Comments |
| 34-99554 | Feb 16, 2024 | SR-PEARL-2024-08 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule Regarding the Open-Close Report Data Comments Due: March 15, 2024 See Also - Exhibit 5 |
| 34-99527 | Feb 13, 2024 | SR-PEARL-2024-07 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule for Purge Ports Comments Due: March 12, 2024 View Received Comments See Also - Exhibit 5 |
| 34-99474 | Feb 5, 2024 | SR-PEARL-2024-05 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Modify Certain Connectivity and Port Fees Comments Due: March 1, 2024 View Received Comments See Also - Exhibit 5 |