National Securities Exchanges - Current

This page shows releases issued in the last two year period. To browse the full list, please visit National Securities Exchanges - All Years.

We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

To browse the full list, please visit National Securities Exchanges - All Years.

Release Number SEC Issue Date Sort descending File Number SRO Organization Details
34-98958 Nov 15, 2023 SR-BX-2023-028 Nasdaq BX, Inc. (BX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Shorten the Standard Settlement Cycle
Comments Due: December 12, 2023
See Also - Exhibit 5
34-98770 Oct 18, 2023 SR-BX-2023-026 Nasdaq BX, Inc. (BX) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Purge Ports for Equities Trading
Comments Due: November 14, 2023
See Also - Exhibit 5
34-98745 Oct 13, 2023 SR-BX-2023-025 Nasdaq BX, Inc. (BX) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its GPS Antenna Fees at General 8, Section 1
Comments Due: November 9, 2023
See Also - Exhibit 5
34-98731 Oct 12, 2023 SR-BX-2023-024 Nasdaq BX, Inc. (BX) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Transaction Fees at Equity 7, Section 118(e)
Comments Due: November 8, 2023
See Also - Exhibit 5
34-98378 Sep 13, 2023 SR-BX-2023-023 Nasdaq BX, Inc. (BX) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 4, Rules 4702 and 4703
Comments Due: October 10, 2023
See Also - Exhibit 5
34-98375 Sep 13, 2023 SR-BX-2023-022 Nasdaq BX, Inc. (BX) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Section 118(e)
Comments Due: October 10, 2023
See Also - Exhibit 5
34-98318 Sep 7, 2023 SR-BX-2023-021 Nasdaq BX, Inc. (BX) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 3, Section 13 Concerning PRISM
Comments Due: October 4, 2023
See Also - Exhibit 5
34-98179 Aug 21, 2023 SR-BX-2023-019 Nasdaq BX, Inc. (BX) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 3, Section 15 (Risk Protections) to Adopt an Active Quote Protection
Comments Due: September 15, 2023
See Also - Exhibit 5
34-98158 Aug 17, 2023 SR-BX-2023-020 Nasdaq BX, Inc. (BX) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Set Fees for the Purchase of Field-Programmable Gate Array Technology as an Optional Delivery Mechanism for BX Totalview
Comments Due: September 13, 2023
See Also - Exhibit 5
34-98127 Aug 14, 2023 SR-BX-2023-018 Nasdaq BX, Inc. (BX) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Schedule of Fees and Credits at Equity 7, Section 118
Comments Due: September 8, 2023
See Also - Exhibit 5