National Securities Exchanges - Current
This page shows releases issued in the last two year period. To browse the full list, please visit National Securities Exchanges - All Years.
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
To browse the full list, please visit National Securities Exchanges - All Years.
Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-98958 | Nov 15, 2023 | SR-BX-2023-028 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Shorten the Standard Settlement Cycle Comments Due: December 12, 2023 See Also - Exhibit 5 Submit a Comment on SR-BX-2023-028
|
34-98770 | Oct 18, 2023 | SR-BX-2023-026 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Purge Ports for Equities Trading Comments Due: November 14, 2023 See Also - Exhibit 5 |
34-98745 | Oct 13, 2023 | SR-BX-2023-025 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its GPS Antenna Fees at General 8, Section 1 Comments Due: November 9, 2023 See Also - Exhibit 5 |
34-98731 | Oct 12, 2023 | SR-BX-2023-024 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Transaction Fees at Equity 7, Section 118(e) Comments Due: November 8, 2023 See Also - Exhibit 5 |
34-98378 | Sep 13, 2023 | SR-BX-2023-023 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 4, Rules 4702 and 4703 Comments Due: October 10, 2023 See Also - Exhibit 5 |
34-98375 | Sep 13, 2023 | SR-BX-2023-022 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Section 118(e) Comments Due: October 10, 2023 See Also - Exhibit 5 |
34-98318 | Sep 7, 2023 | SR-BX-2023-021 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 3, Section 13 Concerning PRISM Comments Due: October 4, 2023 See Also - Exhibit 5 |
34-98179 | Aug 21, 2023 | SR-BX-2023-019 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 3, Section 15 (Risk Protections) to Adopt an Active Quote Protection Comments Due: September 15, 2023 See Also - Exhibit 5 |
34-98158 | Aug 17, 2023 | SR-BX-2023-020 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Set Fees for the Purchase of Field-Programmable Gate Array Technology as an Optional Delivery Mechanism for BX Totalview Comments Due: September 13, 2023 See Also - Exhibit 5 |
34-98127 | Aug 14, 2023 | SR-BX-2023-018 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Schedule of Fees and Credits at Equity 7, Section 118 Comments Due: September 8, 2023 See Also - Exhibit 5 |