National Securities Exchanges - Current
This page shows releases issued in the last two year period. To browse the full list, please visit National Securities Exchanges - All Years.
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To browse the full list, please visit National Securities Exchanges - All Years.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-99643 | Feb 29, 2024 | SR-BX-2024-007 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand its Cabinet Proximity Option Program Comments Due: March 27, 2024 View Received Comments Submit a Comment on SR-BX-2024-007
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| 34-99598 | Feb 26, 2024 | SR-BX-2024-006 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt an OTTO Protocol Comments Due: March 22, 2024 See Also - Exhibit 5 |
| 34-99534 | Feb 14, 2024 | SR-BX-2024-004 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Section 118 Comments Due: March 13, 2024 View Received Comments See Also - Exhibit 5 |
| 34-99430 | Jan 25, 2024 | SR-BX-2024-003 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BX Options 7, Section 2 Comments Due: February 21, 2024 See Also - Exhibit 5 |
| 34-99358 | Jan 17, 2024 | SR-BX-2024-002 | Nasdaq BX, Inc. (BX) | Notice of Filing of a Proposed Rule Change to Establish Fees Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Comments Due: by March 5, 2024. Rebuttal comments should be submitted by March 19, 2024. View Received Comments See Also - Exhibit 5 |
| 34-99330 | Jan 11, 2024 | SR-BX-2024-001 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Section 118 Comments Due: February 8, 2024 See Also - Exhibit 5 |
| 34-99270 | Jan 3, 2024 | SR-BX-2023-034 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Schedule of Fees at Equity 7, Section 118 Comments Due: January 30, 2024 See Also - Exhibit 5 |
| 34-99124 | Dec 8, 2023 | SR-BX-2023-033 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its GPS Antenna Fees at General 8, Section 1 Comments Due: January 4, 2024 See Also - Exhibit 5 |
| 34-99103 | Dec 7, 2023 | SR-BX-2023-032 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Monthly Options Series Comments Due: January 3, 2024 See Also - Exhibit 5 |
| 34-99008 | Nov 21, 2023 | SR-BX-2023-031 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BX Options 7, Section 2 Regarding Fees and Rebates Comments Due: December 19, 2023 See Also - Exhibit 5 |