National Securities Exchanges - Current
This page shows releases issued in the last two year period. To browse the full list, please visit National Securities Exchanges - All Years.
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
To browse the full list, please visit National Securities Exchanges - All Years.
Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-98172 | Aug 21, 2023 | SR-NASDAQ-2023-017 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Modify the Package of Complimentary Services Provided to Certain Eligible Switches and Make Other Changes to IM-5900-7 and IM-5900-7A |
34-98128 | Aug 14, 2023 | SR-NASDAQ-2023-028 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Section 118 Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 Submit a Comment on SR-NASDAQ-2023-028
|
34-98085 | Aug 8, 2023 | SR-NASDAQ-2023-027 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Stockholders' Agreement by and Among Nasdaq, Inc., Adenza Parent, LP, and the Other Parties Thereto Comments Due: September 5, 2023 |