National Securities Exchanges - Current
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To browse the full list, please visit National Securities Exchanges - All Years.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-102621 | Mar 12, 2025 | SR-Phlx-2025-11 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule Equity 7, Section 3 Comments Due: April 8, 2025 See Also - Rule 19b-4 Information, Exhibit 5 Submit a Comment on SR-Phlx-2025-11
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| 34-102599 | Mar 11, 2025 | SR-PHLX-2025-13 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Pricing Schedule at Options 7, Section 4 to Amend Qualified Contingent Cross Rebates and the Floor Transaction Floor Broker Incentive Program Comments Due: April 7, 2025 See Also - Rule 19b-4 Information, Exhibit 5 |
| 34-102511 | Feb 28, 2025 | SR-Phlx-2025-10 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Options 8, Section 22 Comments Due: March 27, 2025 See Also - Rule 19b-4 Information, Exhibit 5 |
| 34-102497 | Feb 27, 2025 | SR-Phlx-2024-72 | Nasdaq PHLX LLC (Phlx) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Permit FLEX Trading in the iShares Bitcoin Trust ETF View Received Comments |
| 34-102440 | Feb 18, 2025 | SR-Phlx-2025-08 | Nasdaq PHLX LLC (Phlx) | Notice of Filing of Proposed Rule Change to List and Trade Nasdaq Bitcoin Index Options Comments Due: March 17, 2025 View Received Comments See Also - Exhibit 5 |
| 34-102405 | Feb 12, 2025 | SR-Phlx-2025-09 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Pricing in Options 7, Section 3 Regarding Fees and Rebates in SPY and Option 7, Section 4 Regarding Multiply Listed Options Fees Comments Due: March 12, 2025 See Also - Rule19b-4 Information, Exhibit 5 |
| 34-102368 | Feb 6, 2025 | SR-Phlx-2025-06 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay the Implementation of the New Options Regulatory Fee (ORF) and ORF Methodology Proposed in SR-Phlx-2024-66 Comments Due: March 5, 2025 See Also - Exhibit 5, Rule 19b-4 Information |
| 34-102337 | Feb 4, 2025 | SR-Phlx-2025-05 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New OTTO Protocol Comments Due: March 3, 2025 See Also - Exhibit 5, Rule 19b-4 Information |
| 34-102296 | Jan 28, 2025 | SR-Phlx-2025-04 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a FIX Drop Port and Related Fees Comments Due: February 24, 2025 See Also - Rule19b-4 Information, Exhibit 5 |
| 34-102293 | Jan 27, 2025 | SR-Phlx-2024-51 | Nasdaq PHLX LLC (Phlx) | (WITHDRAWN on 4/22/25) Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend FLEX Floor Trading Comments Due: February 21, 2025 Rebuttal comments Due: March 7, 2025 |