National Securities Exchanges - Current
This page shows releases issued in the last two year period. To browse the full list, please visit National Securities Exchanges - All Years.
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To browse the full list, please visit National Securities Exchanges - All Years.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-98130 | Aug 14, 2023 | SR-Phlx-2023-36 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 4 Regarding Qualified Contingent Cross Rebates Comments Due: September 8, 2023 See Also - Exhibit 5 Submit a Comment on SR-Phlx-2023-36
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| 34-98084 | Aug 8, 2023 | SR-PHLX-2023-31 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Stockholders’ Agreement by and Among Nasdaq, Inc., Adenza Parent, LP, and the Other Parties Thereto Comments Due: September 5, 2023 |