National Securities Exchanges - All Years

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Release Number SEC Issue Date Sort descending File Number SRO Organization Details
34-104108 Sep 26, 2025 SR-NASDAQ-2025-080 The Nasdaq Stock Market LLC (NASDAQ) Notice of Filing of a Proposed Rule Change to Amend the Amended and Restated Certificate of Incorporation and By-Laws of its Parent Corporation, Nasdaq, Inc
Comments Due: 21 days after date of publication in the Federal Register. 
See Also - Exhibit 5
34-104074 Sep 25, 2025 SR-NASDAQ-2025-032 The Nasdaq Stock Market LLC (NASDAQ) Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the VanEck Avalanche ETF under Nasdaq Rule 5711(d) (Commodity-Based Trust...
Comments Due: August 19, 2025. Rebuttal Comments Due:  September 2, 2025.
View Received Comments
34-104073 Sep 25, 2025 SR-NASDAQ-2025-030 The Nasdaq Stock Market LLC (NASDAQ) Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Grayscale Avalanche Trust (AVAX) under Nasdaq Rule 5711(d) (Commodity-...
Comments Due: on or before August 5, 2025. Rebuttal comments should be submitted by August 19, 2025.
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34-104058 Sep 25, 2025 SR-NASDAQ-2025-069 The Nasdaq Stock Market LLC (NASDAQ) Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Additional Initial Listing Criteria for Companies Primarily Operating in China
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34-104047 Sep 25, 2025 SR-NASDAQ-2025-076 The Nasdaq Stock Market LLC (NASDAQ) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 7, Section 3 of the Exchange’s Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail
Comments Due: 21 days after date of publication in the Federal Register. 
See Also - Exhibit 5
34-104057 Sep 25, 2025 SR-NASDAQ-2025-068 The Nasdaq Stock Market LLC (NASDAQ) Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Modify Certain Initial and Continued Listing Requirements
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34-104046 Sep 25, 2025 SR-NASDAQ-2025-066 The Nasdaq Stock Market LLC (NASDAQ) Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Certain Initial Listing Requirements for de-SPAC Transactions
34-104052 Sep 25, 2025 SR-NASDAQ-2025-065 The Nasdaq Stock Market LLC (NASDAQ) Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Application of the Minimum Bid Price Rule in Situations Where a Security Does Not Maintain a Closing Bid Price of Greater Than $0.10 For Ten Consecutive
34-104036 Sep 24, 2025 SR-NASDAQ-2025-075 The Nasdaq Stock Market LLC (NASDAQ) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Introduce a New Supplemental Credit for Displayed Quotes/Orders Under Equity 7, Section 118(a)(1)
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104033 Sep 24, 2025 SR-NASDAQ-2025-078 The Nasdaq Stock Market LLC (NASDAQ) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Hashdex Nasdaq Crypto Index US ETF
Comments Due: 21 days after date of publication in the Federal Register.