National Securities Exchanges - All Years
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Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
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34-104108 | Sep 26, 2025 | SR-NASDAQ-2025-080 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of a Proposed Rule Change to Amend the Amended and Restated Certificate of Incorporation and By-Laws of its Parent Corporation, Nasdaq, Inc Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 Submit a Comment on SR-NASDAQ-2025-080
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34-104074 | Sep 25, 2025 | SR-NASDAQ-2025-032 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the VanEck Avalanche ETF under Nasdaq Rule 5711(d) (Commodity-Based Trust... Comments Due: August 19, 2025. Rebuttal Comments Due: September 2, 2025. View Received Comments |
34-104073 | Sep 25, 2025 | SR-NASDAQ-2025-030 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Grayscale Avalanche Trust (AVAX) under Nasdaq Rule 5711(d) (Commodity-... Comments Due: on or before August 5, 2025. Rebuttal comments should be submitted by August 19, 2025. View Received Comments |
34-104058 | Sep 25, 2025 | SR-NASDAQ-2025-069 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Additional Initial Listing Criteria for Companies Primarily Operating in China View Received Comments |
34-104047 | Sep 25, 2025 | SR-NASDAQ-2025-076 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 7, Section 3 of the Exchange’s Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 |
34-104057 | Sep 25, 2025 | SR-NASDAQ-2025-068 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Modify Certain Initial and Continued Listing Requirements View Received Comments |
34-104046 | Sep 25, 2025 | SR-NASDAQ-2025-066 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Certain Initial Listing Requirements for de-SPAC Transactions |
34-104052 | Sep 25, 2025 | SR-NASDAQ-2025-065 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Application of the Minimum Bid Price Rule in Situations Where a Security Does Not Maintain a Closing Bid Price of Greater Than $0.10 For Ten Consecutive |
34-104036 | Sep 24, 2025 | SR-NASDAQ-2025-075 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Introduce a New Supplemental Credit for Displayed Quotes/Orders Under Equity 7, Section 118(a)(1) Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 |
34-104033 | Sep 24, 2025 | SR-NASDAQ-2025-078 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Hashdex Nasdaq Crypto Index US ETF Comments Due: 21 days after date of publication in the Federal Register. |