National Securities Exchanges - All Years
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Release data on this page may be delayed by 15 minutes. For real-time release data, please visit National Securities Exchanges - Current.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-103697 | Aug 13, 2025 | SR-IEX-2025-18 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Fee Schedule Concerning Transaction Pricing Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 Submit a Comment on SR-IEX-2025-18
|
| 34-103551 | Jul 25, 2025 | SR-IEX-2025-17 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish IEX Options LLC as a facility of Investors Exchange LLC Comments Due: August 20, 2025 See Also - Exhibit 5 |
| 34-103489 | Jul 17, 2025 | SR-IEX-2025-16 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make a Non-Substantive Change to Amend and Conform a Definition in the Exchange’s Fee Schedule Comments Due: August 12, 2025 See Also - Exhibit 5 |
| 34-103480 | Jul 17, 2025 | SR-IEX-2025-02 | Investors Exchange LLC (IEX) | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 3, to Adopt Rules to Govern the Trading of Options on the Exchange for a Ne... View Received Comments |
| 34-103400 | Jul 8, 2025 | SR-IEX-2025-14 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 1, 2025... Comments Due: August 1, 2025 See Also - Exhibit 5 |
| 34-103318 | Jun 24, 2025 | SR-IEX-2025-11 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX Rule 11.190(g) to Add a Quote Imbalance Indicator Comments Due: July 18, 2025 View Received Comments See Also - Exhibit 5 |
| 34-103294 | Jun 20, 2025 | SR-IEX-2025-12 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend IEX Rule 11.660 of the Exchange’s Consolidated Audit Trail Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail to be Consistent... Comments Due: July 16, 2025 See Also - Exhibit 5 |
| 34-103290 | Jun 18, 2025 | SR-IEX-2025-02 | Investors Exchange LLC (IEX) | Notice of Filing of Amendment No. 3 to a Proposed Rule Change to Adopt Rules to Govern the Trading of Options on the Exchange for a New Facility Called IEX Options View Received Comments See Also - Exhibit 4, Exhibit 5 |
| 34-103237 | Jun 11, 2025 | SR-IEX-2025-10 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Free Trial Program for Real-Time Exchange Market Data Products Comments Due: July 8, 2025 See Also - Exhibit 5 |
| 34-103233 | Jun 11, 2025 | SR-IEX-2025-08 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Fee Schedule to Modify the Required Criteria for a Displayed Liquidity Adding Rebate Tier for Executions Priced At or Above $1.00 Per Share Comments Due: July 8, 2025 See Also - Exhibit 5 |