National Securities Exchanges - All Years
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Release data on this page may be delayed by 15 minutes. For real-time release data, please visit National Securities Exchanges - Current.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-103671 | Aug 11, 2025 | SR-BOX-2025-20 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to amend Rule 5070 (Long-term Options Contracts), Rule 7300 (Preferenced Orders), Rule 8040 (Obligations of Market Makers), Rule 8050 (Market Maker Quotations), IM-8050-2... Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 Submit a Comment on SR-BOX-2025-20
|
| 34-103450 | Jul 14, 2025 | SR-BOX-2025-19 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Tier 4 and Tier 5 Percentage Thresholds of National Customer Volume in Multiply-Listed Options Classes in Section IV.A.1 (Tiered Volume Rebate for Non-Auction... Comments Due: August 7, 2025 |
| 34-103384 | Jul 3, 2025 | SR-BOX-2025-18 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 1, 2025 Thr Comments Due: July 30, 2025 See Also - Exhibit 5 |
| 34-103314 | Jun 24, 2025 | SR-BOX-2025-17 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Expiration Date in Rule 16060 (Consolidated Audit Trail – Time Stamps) to be Consistent with the Exemptive Relief Granted by the Commission from Certain Provisions... Comments Due: July 18, 2025 View Received Comments See Also - Exhibit 5 |
| 34-103284 | Jun 17, 2025 | SR-BOX-2025-12 | BOX Exchange LLC (BOX) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule 5020, Criteria for Underlying Securities, to Permit the Listing of Options on Commodity-Based Trust Shares Comments Due: July 14, 2025 |
| 34-103175 | Jun 3, 2025 | SR-BOX-2025-16 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Change its Procedure for Processing Fingerprints Under Exchange Rule 10080 (Fingerprint Based Background Checks of Exchange Employees and Independent Contractors and Other Service P Comments Due: June 30, 2025 |
| 34-103147 | May 29, 2025 | SR-BOX-2025-15 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Rule 7165 Regarding In-Kind Exchange of Options Positions and ETF Shares and UIT Units Comments Due: June 25, 2025 See Also - Exhibit 5 |
| 34-103136 | May 28, 2025 | SR-BOX-2025-14 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Section IV.B. (PIP and COPIP Transactions) of the Fee Schedule for Trading on the BOX Options Market LLC Facility and Add Incentives for Auction and Non-Auction Public... Comments Due: June 24, 2025 See Also - Exhibit 5 |
| 34-103015 | May 9, 2025 | SR-BOX-2025-12 | BOX Exchange LLC (BOX) | Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule 5020 (Criteria for Underlying Securities) to Permit the Listing of Options on Commodity-Based Trust Shares Comments Due: Comments Due: 21 days after date of publication in the Federal Register. Rebuttal Comments Due: 35 days after date of publication in the Federal Register. See Also - Exhibit 5 |
| 34-102840 | Apr 11, 2025 | SR-BOX-2025-09 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 3120 (Position Limits), 5020 (Criteria for Underlying Securities), and 5055 (FLEX Equity Options) to Permit the Listing and Trading of Options on the Grayscale Ethereum Tr Comments Due: May 8, 2025 See Also - Exhibit 5 |