National Securities Exchanges - All Years

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Release Number SEC Issue Date Sort descending File Number SRO Organization Details
34-104087 Sep 26, 2025 SR-BOX-2025-25 BOX Exchange LLC (BOX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Bylaws
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-103748 Aug 20, 2025 SR-BOX-2025-23 BOX Exchange LLC (BOX) Notice of Filing and Immediate Effectiveness of Proposed Change to Amend BOX Rule 3120 to Increase the Position and Exercise Limits for the Grayscale Bitcoin Mini Trust ETF, the Bitwise Bitcoin ETF, and the Grayscale Bitcoin Trust ETF
Comments Due: September 15, 2025
See Also - Exhibit 5
34-103747 Aug 20, 2025 SR-BOX-2025-22 BOX Exchange LLC (BOX) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BOX Rule 3120 to Increase the Position and Exercise Limits for the iShares Bitcoin Trust ETF
Comments Due: September 15, 2025
See Also - Exhibit 5
34-103724 Aug 15, 2025 SR-BOX-2025-21 BOX Exchange LLC (BOX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 7350 (Reports and Market Data Products) and Section III.C.2. (Liquidity Taker Event Reports) of the Fee Schedule to Remove the Liquidity Taker Event Reports and the Re...
Comments Due: September 10, 2025
See Also - Exhibit 5
34-103671 Aug 11, 2025 SR-BOX-2025-20 BOX Exchange LLC (BOX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to amend Rule 5070 (Long-term Options Contracts), Rule 7300 (Preferenced Orders), Rule 8040 (Obligations of Market Makers), Rule 8050 (Market Maker Quotations), IM-8050-2...
Comments Due: September 4, 2025
See Also - Exhibit 5
34-103450 Jul 14, 2025 SR-BOX-2025-19 BOX Exchange LLC (BOX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Tier 4 and Tier 5 Percentage Thresholds of National Customer Volume in Multiply-Listed Options Classes in Section IV.A.1 (Tiered Volume Rebate for Non-Auction...
Comments Due: August 7, 2025
34-103384 Jul 3, 2025 SR-BOX-2025-18 BOX Exchange LLC (BOX) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 1, 2025 Thr
Comments Due: July 30, 2025
View Received Comments
See Also - Exhibit 5
34-103314 Jun 24, 2025 SR-BOX-2025-17 BOX Exchange LLC (BOX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Expiration Date in Rule 16060 (Consolidated Audit Trail – Time Stamps) to be Consistent with the Exemptive Relief Granted by the Commission from Certain Provisions...
Comments Due: July 18, 2025
View Received Comments
See Also - Exhibit 5
34-103284 Jun 17, 2025 SR-BOX-2025-12 BOX Exchange LLC (BOX) Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule 5020, Criteria for Underlying Securities, to Permit the Listing of Options on Commodity-Based Trust Shares
Comments Due: July 14, 2025
34-103175 Jun 3, 2025 SR-BOX-2025-16 BOX Exchange LLC (BOX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Change its Procedure for Processing Fingerprints Under Exchange Rule 10080 (Fingerprint Based Background Checks of Exchange Employees and Independent Contractors and Other Service P
Comments Due: June 30, 2025