National Securities Exchanges - All Years
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Release data on this page may be delayed by 15 minutes. For real-time release data, please visit National Securities Exchanges - Current.
Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-102824 | Apr 11, 2025 | SR-NASDAQ-2025-033 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules to Allow the Exchange to List Options on the iShares Ethereum Trust, the Fidelity Ethereum Fund, the Bitwise Ethereum ETF, the Grayscale Ethereum Trust, and the Gray Comments Due: May 8, 2025 See Also - Exhibit 5 Submit a Comment on SR-NASDAQ-2025-033
|
34-102812 | Apr 10, 2025 | SR-NASDAQ-2025-030 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of a Proposed Rule Change to List and Trade Shares of Grayscale Avalanche Trust (AVAX) under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares) Comments Due: on or before August 5, 2025. Rebuttal comments should be submitted by August 19, 2025. View Received Comments |
34-102807 | Apr 10, 2025 | SR-NASDAQ-2025-031 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove Obsolete Provisions from Annual Listing Fees and Failure to Meet Listing Standards Comments Due: May 7, 2025 See Also - Exhibit 5 |
34-102704 | Mar 20, 2025 | SR-NASDAQ-2025-029 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of Proposed Rule Change to List and Trade Shares of the 21Shares Polkadot Trust under Nasdaq Rule 5711(d) Comments Due: April 16, 2025 |
34-102698 | Mar 19, 2025 | SR-NASDAQ-2025-028 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to (i) introduce a new fee credit under Equity 7, Section 118(a)(1) (Fees for Execution and Routing of Orders) and amend the fee schedule; (ii) introduce new fees and credits under Equit Comments Due: April 15, 2025 View Received Comments See Also - Exhibit 5 |
34-102661 | Mar 13, 2025 | SR-NASDAQ-2025-027 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Equity 4, Rules 4120, 4702 4703, and 4757 Comments Due: April 9, 2025 See Also - Exhibit 5 |
34-102622 | Mar 12, 2025 | SR-NASDAQ-2024-084 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Modify Certain Initial Listing Liquidity Requirements Comments Due: April 8, 2025 View Received Comments |
34-102620 | Mar 12, 2025 | SR-NASDAQ-2025-024 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Transaction Fees at Equity 7, Sections 121 and 160 Comments Due: April 8, 2025 See Also - Rule 19b-4 Information, Exhibit 5 |
34-102606 | Mar 11, 2025 | SR-NASDAQ-2025-013 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the CoinShares Litecoin ETF under Nasdaq Rule 5711(d) View Received Comments |
34-102604 | Mar 11, 2025 | SR-NASDAQ-2025-012 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the CoinShares XRP ETF under Nasdaq Rule 5711(d) View Received Comments |