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Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
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34-80724 | May 18, 2017 | SR-PEARL-2017-22 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX PEARL Rules 503 and 515 See Also - Exhibit 5 |
34-80676 | May 15, 2017 | SR-PEARL-2017-20 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule View Received Comments See Also - Exhibit 3, Exhibit 5, Rel. No. 34-82255, Rel. No. 34-82254, Rel. No. 34-81067, Rel. No. 34-82049 |
34-80659 | May 11, 2017 | SR-PEARL-2017-21 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 519C See Also - Exhibit 5 |
34-80592 | May 4, 2017 | SR-PEARL-2017-19 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule See Also - Exhibit 5 |
34-80468 | Apr 17, 2017 | SR-PEARL-2017-18 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule See Also - Exhibit 3, Exhibit 5 |
34-80423 | Apr 10, 2017 | SR-PEARL-2017-15 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule To Establish an Options Regulatory Fee ("ORF") View Received Comments See Also - Exhibit 5 |
34-80401 | Apr 7, 2017 | SR-PEARL-2017-17 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule See Also - Exhibit 5 |
34-80384 | Apr 6, 2017 | SR-PEARL-2017-16 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX PEARL Rules 504 and 516 See Also - Exhibit 5 |
34-80266 | Mar 17, 2017 | SR-PEARL-2017-12 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX PEARL Rules 517A, Aggregate Risk Manager for EEMs ("ARM-E"), and 517B, Aggregate Risk Manager for Market Makers ("ARM-M") See Also - Exhibit 5 |
34-80251 | Mar 15, 2017 | SR-PEARL-2017-11 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX PEARL Rules 100, 404, 515, 529, 601 and the Title Pages of Chapter VIII and Chapter XI See Also - Exhibit 5 |