National Securities Exchanges - All Years

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Release Number SEC Issue Date Sort descending File Number SRO Organization Details
34-41980 Oct 6, 1999 SR-NYSE-99-39 New York Stock Exchange LLC (NYSE) Notice of Filing of Proposed Rule Change by the New York Stock Exchange, Inc. Amending Audit Committee Requirements of Listed Companies
View Received Comments
See Also - correction, Release No. 34-42233
34-41892 Sep 21, 1999 SR-AMEX-99-20 American Stock Exchange (Amex) Order Granting Accelerated Approval of Amendment No. 1, 2, 3 and 4 Relating to the Listing and Trading of Trust Issued Receipts
See Also - Rel. No. 34-41593
34-41593 Jul 1, 1999 SR-AMEX-99-20 American Stock Exchange (Amex) Notice of Filing of Proposed Rule Change by the American Stock Exchange LLC Relating to the Listing and Trading of Trust Issued Receipts
See Also - Rel. No. 34-41892
34-41549 Jun 23, 1999 SR-NYSE-99-21 New York Stock Exchange LLC (NYSE) Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the New York Stock Exchange, Inc. Relating to the Reimbursement of Member Organizations for Costs Incurred in the Transmission of Proxy and Other Shareholder Communication Material
View Received Comments
34-41502 Jun 9, 1999 SR-NYSE-99-13 New York Stock Exchange LLC (NYSE) Order Granting Accelerated Approval of Amendment Nos. 2 and 3 Relating to Original Continued Listing Criteria
34-41479 Jun 4, 1999 SR-NYSE-98-32 New York Stock Exchange LLC (NYSE) Order Granting Accelerated Approval of Amendment Nos. 1 and 2 Thereto Relating to Shareholder Approval of Stock Option Plans
See Also - Rel. No. 34-40847, Rel. No. 34-40679
34-41397 May 13, 1999 SR-NYSE-97-18 New York Stock Exchange LLC (NYSE) Notice of Filing of a Proposed Rule Change by the New York Stock Exchange, Inc. Relating to Specialists' Entry of Bids and Offers in Electronic Communications Networks and Other Market Centers
34-41041 Feb 11, 1999 SR-NYSE-98-45 New York Stock Exchange LLC (NYSE) Order Approving Proposed Rule Change by the New York Stock Exchange, Inc. Relating to Amendments to Rule 80A
34-40847 Dec 28, 1998 SR-NYSE-98-32 New York Stock Exchange LLC (NYSE) Notice of Extension of the Comment Period for the Proposed Rule Change by the New York Stock Exchange, Inc. Relating to Shareholder Approval or Stock Option Plans
See Also - Rel. No. 34-41479, Rel. No. 34-40679
34-40688 Nov 18, 1998 SR-NYSE-97-31 New York Stock Exchange LLC (NYSE) Notice of Filing of Amendment No. 2 to Proposed Rule Change by the New York Stock Exchange, Inc. To Amend Its Rule 500 Relating to Voluntary Delistings by Listed Companies
See Also - Rel. No. 34-39394