National Securities Exchanges - All Years
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Release data on this page may be delayed by 15 minutes. For real-time release data, please visit National Securities Exchanges - Current.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-43608 | Nov 21, 2000 | SR-PCX-00-25 | NYSE Arca (NYSEARCA) | Notice of Filing of a Proposed Rule Change by the Pacific Exchange, Inc. and Amendment No. 1 Thereto Relating to the Archipelago Exchange View Received Comments See Also - Rel. No. 34-44983, Rel. No. 34-44233 |
| 34-43213 | Aug 25, 2000 | SR-Phlx-00-04 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating to the Issuance of Equity Trading Permits and Establishment of Related Fees and Amendment No. 1 Thereto |
| 34-43211 | Aug 25, 2000 | SR-Phlx-00-02 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 by the Philadelphia Stock Exchange, Inc. Amending Its Certificate of Incorporation To Authorize the Issuance of Trading Permits |
| 34-43212 | Aug 25, 2000 | SR-Phlx-00-03 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 by the Philadelphia Stock Exchange, Inc. Relating to the Issuance of Equity Trading Permits |
| 34-43138 | Aug 10, 2000 | SR-CBOE-99-35, SR-CBOE-00-32, SR-NASD-99-53 | National Association of Securities Dealers (NASD), Cboe Exchange, Inc. (CBOE) | Notice of Filing of Amendment Nos. 5, 6, and 7 to Proposed Rule Change Relating to the Establishment of Nasdaq Order Display Facility and to Modifications of the Nasdaq Trading Platform View Received Comments See Also - Release No. 4-646, Release No. 34-46429, 34-43863, Rel. Nos. 34-43514, 34-42573, 34-42249, 34-42166 |
| 34-43111 | Aug 2, 2000 | SR-NYSE-00-32 | New York Stock Exchange LLC (NYSE) | Notice of Filing of Proposed Rule Change by the New York Stock Exchange, Inc. to Extend the Pilot Relating to Shareholder Approval of Stock Option Plans View Received Comments |
| 34-43100 | Jul 31, 2000 | SR-Phlx-00-01 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. To Amend its Current Enhanced Specialist Participation Provisions and Adopt Two New Programs in Phlx Rule 1014(g); Commission Request for Comment |
| 34-42758 | May 5, 2000 | SR-NYSE-99-48, 500-1, SR-NASD-99-26 | New York Stock Exchange LLC (NYSE), National Association of Securities Dealers (NASD) | Order Approving Proposed Change To Rescind Exchange Rule 390 View Received Comments |
| 34-42723 | Apr 26, 2000 | SR-NYSE-99-48 | New York Stock Exchange LLC (NYSE) | Notice of Extension of Comment Period for Issues Relating to Market Fragmentation View Received Comments |
| 34-42565 | Mar 22, 2000 | SR-CHX-99-24 | Chicago Stock Exchange, Inc. (CHX) | Order Granting Accelerated Approval of Amendment No. 1 to Proposed Rule Change by the Chicago Stock Exchange, Inc. Relating to Price Improvement for Securities that Trade in Minimum Variations of 1/64 |