National Securities Exchanges - All Years

We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Release data on this page may be delayed by 15 minutes. For real-time release data, please visit National Securities Exchanges - Current.

Release Number SEC Issue Date Sort descending File Number SRO Organization Details
34-103466 Jul 15, 2025 SR-PEARL-2025-33 MIAX PEARL, LLC (PEARL) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Clarifying Changes to Exchange Rule 2611, Odd and Mixed Lots
Comments Due: August 8, 2025
See Also - Exhibit 5
34-103459 Jul 15, 2025 SR-PEARL-2025-34 MIAX PEARL, LLC (PEARL) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Certificate of Incorporation of the Exchange’s Ultimate Parent Company, Miami International Holding
Comments Due: August 8, 2025
See Also - Exhibit 5
34-103447 Jul 14, 2025 SR-PEARL-2025-31 MIAX PEARL, LLC (PEARL) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Adopt New Fee Categories for the Exchange’s Proprietary Market Data Feeds
Comments Due: August 7, 2025
See Also - Exhibit 5
34-103403 Jul 8, 2025 SR-PEARL-2025-30 MIAX PEARL, LLC (PEARL) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for...
Comments Due: August 1, 2025
View Received Comments
See Also - Exhibit 5
34-103402 Jul 8, 2025 SR-PEARL-2025-29 MIAX PEARL, LLC (PEARL) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for...
Comments Due: August 1, 2025
View Received Comments
See Also - Exhibit 5
34-103283 Jun 17, 2025 SR-MIAX-2025-07, SR-PEARL-2025-08, SR-SAPPHIRE-2025-12 Miami International Securities Exchange, LLC (MIAX), MIAX SAPPHIRE, LLC (SAPPHIRE), MIAX PEARL, LLC (PEARL) Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes, as Modified by Partial Amendments Thereto, to Amend Rule 402, Criteria for Underlying Securities, to List and Trade Options on Commodity-Based Trust Shares
34-103235 Jun 11, 2025 SR-PEARL-2025-26 MIAX PEARL, LLC (PEARL) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rules 2618, Risk Settings and Trading Risk Metrics, 2621, Clearly Erroneous Executions, 2626, Retail Order Attribution Program, and 2900, Unlisted Trading Privileges
Comments Due: July 8, 2025
See Also - Exhibit 5
34-103234 Jun 11, 2025 SR-PEARL-2025-28 MIAX PEARL, LLC (PEARL) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Reduce Certain Rebates Provided Under the NBBO Setter Plus Program and the Requirements for Qualifying for the NBBO Setter Additive...
Comments Due: July 8, 2025
See Also - Exhibit 5
34-103158 May 30, 2025 SR-PEARL-2025-23 MIAX PEARL, LLC (PEARL) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 2617, Order Execution and Routing, to Remove an Unnecessary Parenthetical Naming the Primary Listing Equities Markets
Comments Due: June 26, 2025
See Also - Exhibit 5
34-103150 May 29, 2025 SR-PEARL-2025-24 MIAX PEARL, LLC (PEARL) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Amend the Fees for Ports
Comments Due: June 25, 2025
See Also - Exhibit 5