National Association of Securities Dealers (NASD) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-49667 | May 7, 2004 | SR-NASD-2004-073 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the National Association of Securities Dealers, Inc. To Change the Minimum Term for Selected Equity-Linked Debt Securities |
| 34-49663 | May 6, 2004 | SR-NASD-2004-036 | National Association of Securities Dealers (NASD) | Order Granting Approval of a Proposed Rule Change by the National Association of Securities Dealers, Inc. To Revise and Update the Fee Schedule for OTC Bulletin Board Historical Trading Activity Reports See Also - Rel. No. 34-49486 |
| 34-49660 | May 6, 2004 | SR-NASD-2004-070 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. To Permit Shareholder Action by Written Consent |
| 34-49650 | May 4, 2004 | SR-NASD-2004-064 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. Regarding Technical Corrections to SuperMontage Rules |
| 34-49648 | May 3, 2004 | SR-NASD-2004-067 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the National Association of Securities Dealers, Inc. to Amend NASD Rule 7010 to Modify the Charges Paid by Members Receiving Nasdaq's Service for Trading Exchange-Listed Securities |
| 34-49636 | Apr 30, 2004 | SR-NASD-2003-69 | National Association of Securities Dealers (NASD) | Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Regarding Failure To Pay Arbitration Awards View Received Comments See Also - Rel. No. 34-49845 |
| 34-49628 | Apr 29, 2004 | SR-NASD-2004-023 | National Association of Securities Dealers (NASD) | Order Approving Proposed Rule Change and Amendment No. 1 Thereto to Amend the Order Audit Trail System Rules Relating to Execution Reports See Also - Rel. No. 34-49439 |
| 34-49622 | Apr 27, 2004 | SR-NASD-2004-063 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the National Association of Securities Dealers, Inc. To Modify NASD Rule 4619 To Correct a Typographical Error |
| 34-49607 | Apr 23, 2004 | SR-NASD-2004-057 | National Association of Securities Dealers (NASD) | Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 by the National Association of Securities Dealers, Inc. Relating to Proposed Amendments To Reduce the Reporting Period for Transactions in TRACE-Eligible Securities View Received Comments See Also - Rel. No. 34-49854 |
| 34-49603 | Apr 22, 2004 | SR-NASD-2004-062 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by National Association of Securities Dealers, Inc. to Modify the Pricing for Trading Nasdaq-Listed Securities on SuperMontage |