National Association of Securities Dealers (NASD) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-49857 | Jun 15, 2004 | SR-NASD-2004-078 | National Association of Securities Dealers (NASD) | Notice of Filing of Proposed Rule Change by National Association of Securities Dealers, Inc. To Establish Certain Qualification Requirements for Supervisors of Research Analysts See Also - Rel. No. 34-50162 |
| 34-49852 | Jun 14, 2004 | SR-NASD-2004-039 | National Association of Securities Dealers (NASD) | Notice of Filing of Proposed Rule Change and Amendment No. 1 by National Association of Securities Dealers, Inc. Relating to Reducing the Time for Chairperson Selection See Also - Rel. No. 34-50036 |
| 34-49854 | Jun 14, 2004 | SR-NASD-2004-057 | National Association of Securities Dealers (NASD) | Order Granting Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the National Association of Securities Dealers, Inc. Relating to Proposed Amendments To Reduce the Reporting Period for Transactions in TRACE-Eligible Securities View Received Comments See Also - Rel. No. 34-49607 |
| 34-49845 | Jun 10, 2004 | SR-NASD-2003-69 | National Association of Securities Dealers (NASD) | Order Granting Approval of Proposed Rule Change by the National Association of Securities Dealers, Inc. Regarding Failure To Pay Arbitration Awards View Received Comments See Also - Rel. No. 34-49636 |
| 34-49844 | Jun 10, 2004 | SR-NASD-2004-021 | National Association of Securities Dealers (NASD) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the National Association of Securities Dealers, Inc. Relating to Reporting of Cancelled Trades See Also - Rel. No. 34-50059 |
| 34-49842 | Jun 9, 2004 | SR-NASD-2004-071 | National Association of Securities Dealers (NASD) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the National Association of Securities Dealers, Inc. Regarding Improved Nasdaq Opening Process View Received Comments See Also - Rel. No. 34-50405 |
| 34-49833 | Jun 8, 2004 | SR-NASD-2004-056 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto by the National Association of Securities Dealers, Inc. Relating to Short-Sale ACT Reporting Requirements View Received Comments |
| 34-49796 | Jun 2, 2004 | SR-NASD-2004-083 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Non-Standard Settlement Trades |
| 34-49783 | May 27, 2004 | SR-NASD-2004-065 | National Association of Securities Dealers (NASD) | Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Regarding the Nasdaq Closing Cross See Also - Rel. No. 34-50176 |
| 34-49752 | May 21, 2004 | SR-NASD-2004-055 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the National Association of Securities Dealers, Inc. Related to Clarification of the Price/Time Execution Algorithm in SuperMontage |