National Association of Securities Dealers (NASD) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-49920 | Jun 25, 2004 | SR-NASD-2004-094 | National Association of Securities Dealers (NASD) | Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Proposed Amendments to TRACE Rule 6250 and Related TRACE Rules To Disseminate Transaction Information on TRACE-Eligible Securities and Facilitate Dissemination View Received Comments See Also - Rel. No. 34-50317 |
| 34-49910 | Jun 24, 2004 | SR-NASD-2004-087 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Technical Amendments to Section 4 of Schedule A to the NASD By-Laws and to Rule 10308(d) of the NASD Code of Arbitration Procedure |
| 34-49905 | Jun 23, 2004 | SR-NASD-2004-077 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto to Eliminate Certain Transaction Charges for ITS Securities |
| 34-49901 | Jun 22, 2004 | SR-NASD-2004-080 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto by the National Association of Securities Dealers, Inc. To Conform Certain Provisions of NASD Rules 4200 and 4350 to the Rules of Another Self-Regulatory Organization, and to Make Additional Revisions |
| 34-49903 | Jun 22, 2004 | SR-NASD-2004-086 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the National Association of Securities Dealers, Inc. to NASD Rule 4200 to Clarify the Treatment of Certain Non-Preferential, Ordinary-Course Payments |
| 34-49898 | Jun 21, 2004 | SR-NASD-2004-091 | National Association of Securities Dealers (NASD) | Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. To Discontinue the Use of the Nasdaq NEWS Feature of the Nasdaq Workstation II, and To Provide a Different Standard for the Beginning and End of a Trading Halt See Also - Rel. No. 34-50091 |
| 34-49883 | Jun 17, 2004 | SR-NASD-2002-162 | National Association of Securities Dealers (NASD) | Order Approving Proposed Rule Change and Amendments No. 1 and 2 Relating to Internal Controls and Supervisory Control Amendments and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 3. View Received Comments See Also - Rel. Nos. 34-48460, 34-48298, Rel. Nos. 34-47021, 34-46859 |
| 34-49872 | Jun 16, 2004 | SR-NASD-2004-075 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Eliminate Certain Transaction Charges for ITS Securities |
| 34-49876 | Jun 16, 2004 | SR-NASD-2004-016 | National Association of Securities Dealers (NASD) | Order Granting Approval of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Implementation of a Web-based Arbitration Claim Notification and Filing Procedure See Also - Rel. No. 34-49673 |
| 34-49875 | Jun 16, 2004 | SR-NASD-2004-001 | National Association of Securities Dealers (NASD) | Order Granting Approval of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Arbitrator Training Fees See Also - Rel. No. 34-49674 |