National Association of Securities Dealers (NASD) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-50629 | Nov 3, 2004 | SR-NASD-2004-166 | National Association of Securities Dealers (NASD) | Notice of Filing of Proposed Rule Change To Modify the Other Securities Fee Schedule See Also - Rel. No. 34-50860 |
| 34-50621 | Nov 2, 2004 | SR-NASD-2004-151 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. Making Technical Modifications to the NASD Trade Reporting Rules |
| 34-50606 | Oct 29, 2004 | SR-NASD-2004-074 | National Association of Securities Dealers (NASD) | Order Approving Proposed Rule Change and Amendment No. 1 Thereto by the National Association of Securities Dealers, Inc. To Clarify and Modify Market Marker Quote Re-Entry Obligations See Also - Rel. No. 34-50372 |
| 34-50611 | Oct 29, 2004 | SR-NASD-2004-027 | National Association of Securities Dealers (NASD) | Notice of Filing of Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to Investment Company Portfolio Transactions View Received Comments See Also - Rel. No. 34-50883 |
| 34-50604 | Oct 28, 2004 | SR-NASD-2004-155 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. to Establish Access Fees for Non-NASD Members Using Nasdaq's Brut Facility |
| 34-50602 | Oct 28, 2004 | SR-NASD-2004-152 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Minor Modifications to the Nasdaq Opening Process for Nasdaq-Listed Stocks |
| 34-50601 | Oct 28, 2004 | SR-NASD-2004-160 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the National Association of Securities Dealers, Inc. To Extend the Operation of NASD's Alternative Display Facility on a Pilot Basis |
| 34-50577 | Oct 21, 2004 | SR-NASD-2004-128 | National Association of Securities Dealers (NASD) | Notice of Filing of Proposed Rule Change To Modify the Annual Fee for Certain Issuers Listed on the Nasdaq Stock Market, Inc. View Received Comments See Also - Rel. No. 34-50838 |
| 34-50575 | Oct 20, 2004 | SR-NASD-2004-145 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to Section 4 of Schedule A to the NASD By-Laws (Fees for Qualification Examinations) |
| 34-50573 | Oct 20, 2004 | SR-NASD-2004-105 | National Association of Securities Dealers (NASD) | Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto by the National Association of Securities Dealers, Inc. To Amend Rule 4350(n) and IM-4350-7 To Provide Time Frames for Foreign Issuers and Foreign Private Issuers To Disclose Certain Code of Conduct Waivers See Also - Rel. No. 34-50267 |