National Association of Securities Dealers (NASD) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-50713 | Nov 22, 2004 | SR-NASD-98-74 | National Association of Securities Dealers (NASD) | Order Granting Accelerated Approval to Amendment No. 5 by the National Association of Securities Dealers, Inc., Regarding NASD Rule 3110(f) Governing Predispute Arbitration Agreements With Customers View Received Comments See Also - Rel. No. 34-42160 |
| 34-50710 | Nov 19, 2004 | SR-NASD-2004-157 | National Association of Securities Dealers (NASD) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to the Listing and Trading of Performance Leveraged Upside Securities Linked to the Russell 2000 Index |
| 34-50683 | Nov 17, 2004 | SR-NASD-2004-107 | National Association of Securities Dealers (NASD) | Order Approving Proposed Rule Change Relating to Computer Generated Quoting in Exchange-Listed Securities See Also - Rel. No. 34-50478 |
| 34-50678 | Nov 16, 2004 | SR-NASD-2004-156 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by National Association of Securities Dealers, Inc. Related to ECN Response Time Measurement in the Nasdaq Market Center |
| 34-50670 | Nov 16, 2004 | SR-NASD-2004-167 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the National Association of Securities Dealers, Inc. To Establish Combined Nasdaq Market Center and Brut Pricing for NASD Members |
| 34-50647 | Nov 8, 2004 | SR-NASD-2004-158 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. To Establish Fee for Direct ECN Connections to the Nasdaq Market Center |
| 34-50640 | Nov 5, 2004 | SR-NASD-2004-172 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Pilot Modifications and Minor Modifications to the Nasdaq Opening Process for Nasdaq-Listed Stocks |
| 34-50636 | Nov 4, 2004 | SR-NASD-2004-161 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Pilot Program Waiving Fees and Credits for Orders and Quotes Executed in the Nasdaq Opening Cross |
| 34-50626 | Nov 3, 2004 | SR-NASD-2004-133 | National Association of Securities Dealers (NASD) | Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Proposed Amendments to NASD Rule 9522 ("Initiation of Eligibility Proceeding; Member Regulation Consideration") See Also - Rel. No. 34-50848 |
| 34-50629 | Nov 3, 2004 | SR-NASD-2004-166 | National Association of Securities Dealers (NASD) | Notice of Filing of Proposed Rule Change To Modify the Other Securities Fee Schedule See Also - Rel. No. 34-50860 |