National Association of Securities Dealers (NASD) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-51023 | Jan 11, 2005 | SR-NASD-2004-174 | National Association of Securities Dealers (NASD) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Frequency of Updates From the National Do-Not-Call Registry |
| 34-51004 | Jan 10, 2005 | SR-NASD-2004-140 | National Association of Securities Dealers (NASD) | Order Approving Proposed Rule Change To Eliminate Entry and Application Fees for Exchange-Listed Issuers Transferring Listings to Nasdaq See Also - Rel. No. 34-50740 |
| 34-51005 | Jan 10, 2005 | SR-NASD-2004-142 | National Association of Securities Dealers (NASD) | Order Approving Proposed Rule Change To Establish Fees for Companies With a Dual Listing on the New York Stock Exchange and Nasdaq See Also - Rel. No. 34-50741 |
| 34-50984 | Jan 6, 2005 | SR-NASD-2004-177 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Fees for Filing Documents Pursuant to NASD Rule 2710 (Corporate Financing Rule-Underwriting Terms and Arrangements) View Received Comments |
| 34-50977 | Jan 6, 2005 | SR-NASD-2004-189 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trade Reporting and Compliance Engine ("TRACE") Fees and Implementation Date of Stage Two of Dissemination of TRACE Transaction Information |
| 34-50971 | Jan 6, 2005 | SR-NASD-2004-180 | National Association of Securities Dealers (NASD) | Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc., Regarding Waiver of California Arbitrator Disclosure Standards See Also - Rel. No. 34-51213 |
| 34-50956 | Jan 3, 2005 | SR-NASD-2004-190 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. To Establish the Minimum Quotation Increment for the BRUT ECN System |
| 34-50930 | Dec 27, 2004 | SR-NASD-2004-182 | National Association of Securities Dealers (NASD) | Notice of Filing of Proposed Rule Change Regarding Minor Modifications to the Nasdaq Opening Process for Nasdaq-Listed Stocks |
| 34-50926 | Dec 23, 2004 | SR-NASD-2004-110 | National Association of Securities Dealers (NASD) | Order Approving a Proposed Rule Change, and Amendment Nos. 1, 2 and 3 Thereto, by National Association of Securities Dealers, Inc. Relating to Divestiture of Its Interest in the American Stock Exchange LLC See Also - Rel. No. 34-50403A, Rel. No. 34-50403 |
| 34-50922 | Dec 22, 2004 | SR-NASD-2004-187 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to Extension of Short Sale Rule and Continued Suspension of Primary Market Maker Standards Set Forth in Rule 4612 |