National Association of Securities Dealers (NASD) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-51224 | Feb 17, 2005 | SR-NASD-2005-019 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. To Modify Pricing for NASD Members Using the Nasdaq Market Center and Nasdaq's Brut Facility |
| 34-51223 | Feb 17, 2005 | SR-NASD-2005-010 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 To Modify Restrictions on Computer-Generated Quoting |
| 34-51216 | Feb 16, 2005 | SR-NASD-2005-025 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 4 Examination Program |
| 34-51215 | Feb 16, 2005 | SR-NASD-2005-015 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 55 Examination Program |
| 34-51214 | Feb 16, 2005 | SR-NASD-2005-014 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 11 Examination Program |
| 34-51213 | Feb 16, 2005 | SR-NASD-2004-180 | National Association of Securities Dealers (NASD) | Order Approving Proposed Rule Change by the National Association of Securities Dealers, Inc. Regarding Waiver of California Arbitrator Disclosure Standards See Also - Rel. No. 34-50971 |
| 34-51197 | Feb 14, 2005 | SR-NASD-2005-003 | National Association of Securities Dealers (NASD) | Notice of Filing of Proposed Rule Change To Amend Rule 4350(n) and IM-4350-7 To Conform the Time Frame for the Disclosure of a Waiver to a Company's Code of Conduct to the Time Frame Required for Similar Disclosure by the Commission's Form 8-K See Also - Rel. No. 34-51420 |
| 34-51187 | Feb 10, 2005 | SR-NASD-2005-021 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by National Association of Securities Dealers, Inc. To Provide Guidance Regarding Members' Regulatory Transaction Fees |
| 34-51181 | Feb 10, 2005 | SR-NASD-2004-171 | National Association of Securities Dealers (NASD) | Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Amendments to Rule 2340 (Customer Account Statements) View Received Comments See Also - Rel. No. 34-54411 |
| 34-51171 | Feb 9, 2005 | SR-NASD-2005-016 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for the Nasdaq Information Exchange Protocol |