National Association of Securities Dealers (NASD) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-54318 | Aug 15, 2006 | SR-NASD-2006-098 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Certain Technical, Non-Substantive Changes to its Trade Reporting Rules |
| 34-54313 | Aug 14, 2006 | SR-NASD-2006-099 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Procedures for the Exercise of Options |
| 34-54307 | Aug 11, 2006 | SR-NASD-2006-096 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Additional Market Participant Identifier Functionality on the Alternative Display Facility |
| 34-54279 | Aug 7, 2006 | SR-NASD-2006-070 | National Association of Securities Dealers (NASD) | Order Approving a Proposed Rule Change To Amend the Safe Harbor for Business Expansions See Also - Rel. No. 34-54051 |
| 34-54277 | Aug 4, 2006 | SR-NASD-2006-091 | National Association of Securities Dealers (NASD) | Notice of Filing of Proposed Rule Change and Amendment No. 2 Thereto To Align NASD Rules With Regulation NMS See Also - ADF Trading Center Certification Record, Proposed Rule Text, Rel. No. 34-54537 |
| 34-54268 | Aug 3, 2006 | SR-NASD-2006-078 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Regarding the Pricing Schedule for NASD Members Using the Nasdaq Market Center and Nasdaq's Brut and Inet Facilities |
| 34-54269 | Aug 3, 2006 | SR-NASD-2006-079 | National Association of Securities Dealers (NASD) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Regarding Pricing for Non-Members Using Nasdaq's Brut and Inet Facilities |
| 34-54265 | Aug 2, 2006 | SR-NASD-2006-064 | National Association of Securities Dealers (NASD) | Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating To Extension of Time Requests View Received Comments See Also - Rel. No. 34-54456 |
| 34-54258 | Aug 1, 2006 | SR-NASD-2006-080 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Extend the Time for Non-Member Broker/Dealers To Access the Brut and INET Facilities |
| 34-54256 | Aug 1, 2006 | SR-NASD-2006-087 | National Association of Securities Dealers (NASD) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NASD Rule 5110 and Certain Other NASD Rules Amended Pursuant to SR-NASD-2005-087 |