Municipal Securities Rulemaking Board (MSRB) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-91175 | Feb 22, 2021 | SR-MSRB-2021-01 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Compliance Date of Amended Form G-32 Comments Due: March 19, 2021 Submit a Comment on SR-MSRB-2021-01
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| 34-90621 | Dec 9, 2020 | SR-MSRB-2020-09 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide Additional Regulatory Relief on a Temporary Basis to Dealers and Municipal Advisors Due to the Sustained Coronavirus (COVID-19) Pandemic See Also - Exhibit 5 |
| 34-90611 | Dec 9, 2020 | SR-MSRB-2020-08 | Municipal Securities Rulemaking Board (MSRB) | Order Granting Approval of a Proposed Rule Change To Amend MSRB Form G-32 |
| 34-90248 | Oct 22, 2020 | SR-MSRB-2020-08 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of a Proposed Rule Change To Amend MSRB Form G-32 See Also - Exhibit 5 |
| 34-90066 | Oct 1, 2020 | SR-MSRB-2020-07 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Amendments to the By-Laws of the Municipal Securities Rulemaking Board To Reflect Recent Changes To MSRB Rules A-3, A-4, and A-6 See Also - Exhibit 5 |
| 34-89998 | Sep 25, 2020 | SR-MSRB-2020-05 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Amendments to MSRB Rules A-3 and A-4 Relating to Board Quorum, Meeting, and Voting Requirements See Also - Exhibit 5 |
| 34-89994 | Sep 24, 2020 | SR-MSRB-2020-06 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Amendments to the MSRB's Amended and Restated Articles of Incorporation See Also - Exhibit 5 |
| 34-89484 | Aug 5, 2020 | SR-MSRB-2020-04 | Municipal Securities Rulemaking Board (MSRB) | Order Granting Approval of a Proposed Rule Change Consisting of Amendments to MSRB Rules A-3 and A-6 That Are Designed To Improve Board Governance View Received Comments |
| 34-89154 | Jun 25, 2020 | SR-MSRB-2020-02 | Municipal Securities Rulemaking Board (MSRB) | Order Granting Approval of a Proposed Rule Change To Align Certain MSRB Rules to Securities Exchange Act Rule 15 l View Received Comments |
| 34-89092 | Jun 18, 2020 | SR-MSRB-2020-04 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of a Proposed Rule Change Consisting of Amendments to MSRB Rules A-3 and A-6 That Are Designed To Improve Board Governance View Received Comments See Also - Exhibit 2, Exhibit 5 |