Fixed Income Clearing Corporation (FICC) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-97559 | May 24, 2023 | SR-FICC-2023-007 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for a New Pair-Off Message That May Be Processed through the EPN Service Comments Due: June 21, 2023 See Also - Exhibit 5 Submit a Comment on SR-FICC-2023-007
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| 34-97342 | Apr 21, 2023 | SR-FICC-2023-003 | Fixed Income Clearing Corporation (FICC) | Order Granting Proposed Rule Change to Revise the Description of the Stressed Period Used to Calculate the Value-at-Risk Charge and Make Other Changes |
| 34-97283 | Apr 11, 2023 | SR-FICC-2023-004 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update the Clearing Agency Securities Valuation Framework Comments Due: May 8, 2023 View Received Comments See Also - Exhibit 5 |
| 34-97247 | Apr 4, 2023 | SR-FICC-2023-005 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of and Immediate Effectiveness of a Proposed Rule Change to Make Administrative Updates to FICC’s GSD Rules, MBSD Rules, EPN Rules, and Restated Certificate of Incorporation Comments Due: May 1, 2023 See Also - Exhibit 5 |
| 34-97001 | Mar 1, 2023 | SR-FICC-2023-003 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change To Revise the Description of the Stressed Period Used To Calculate the Value-at-Risk Charge and Make Other Changes Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-96938 | Feb 15, 2023 | SR-FICC-2023-002 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Consisting of Modifications to the FICC Government Securities Division Rulebook Comments Due: March 15, 2023 See Also - Exhibit 5 |
| 34-96800 | Feb 3, 2023 | SR-FICC-2023-001 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Risk Management Framework Comments Due: March 2, 2023 See Also - Exhibit 5 |
| 34-96575 | Dec 22, 2022 | SR-FICC-2022-009 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain MBSD Fees Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 3, Exhibit 5 |
| 34-96555 | Dec 20, 2022 | SR-NSCC-2022-013, SR-FICC-2022-008, SR-DTC-2022-011 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Order Granting Proposed Rule Changes To Amend Liquidity Risk Management Framework To Include a New Section Describing the Process by Which FICC Would Designate Uncommitted Resources as Qualifying Liquid Resources and Make Other Changes |
| 34-96345 | Nov 17, 2022 | SR-NSCC-2022-006, SR-FICC-2022-004, SR-DTC-2022-006 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Order Granting Proposed Rule Changes To Amend the Stress Testing Framework and Liquidity Risk Management Framework |