Fixed Income Clearing Corporation (FICC) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-51355 | Mar 10, 2005 | SR-FICC-2004-08 | Fixed Income Clearing Corporation (FICC) | Order Approving Proposed Rule Change To Provide Interpretive Guidance to Members Regarding the Criteria Used To Place Members on Surveillance Status See Also - Rel. No. 34-50671 |
| 34-51340 | Mar 9, 2005 | SR-FICC-2005-02 | Fixed Income Clearing Corporation (FICC) | Order Approving Proposed Rule Change To Amend the Application and Continuing Membership Standards of the Government Securities Division and the Mortgage-Backed Securities Division See Also - Rel. No. 34-51066 |
| 34-51206 | Feb 15, 2005 | SR-FICC-2004-23 | Fixed Income Clearing Corporation (FICC) | Notice Period Required for the Closing of Participant Accounts or Withdrawing From Membership in Its Mortgage-Backed Securities Division See Also - Rel. No. 34-51440 |
| 34-51175 | Feb 9, 2005 | SR-FICC-2004-19 | Fixed Income Clearing Corporation (FICC) | Order Approving a Proposed Rule Change Relating to Changes To Eliminate or Amend Rules That Are Inconsistent With Current Practice, Have Expired, Are Outdated, Are Unnecessary, or Require Technical Correction See Also - Rel. No. 34-50888 |
| 34-51178 | Feb 9, 2005 | SR-FICC-2005-03 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Appendix A to Its Cross-Margining Agreement With the Chicago Mercantile Exchange To Update the List of Other Cross-Margining Agreement To Which Each Is a Party |
| 34-51146 | Feb 7, 2005 | SR-FICC-2004-13 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of a Proposed Rule Change To Amend the Rules of the Mortgage-Backed Securities Division To Impose Fines on Members for Violations of Minimum Financial Standards and To Modify the Penalty Assessment Process for Failures of Members To Submit Requisite Financial Reports on a Timely Basis See Also - Rel. No. 34-51412 |
| 34-51093 | Jan 28, 2005 | SR-FICC-2004-24 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Structure of the Government Securities Division of the Fixed Income Clearing Corporation |
| 34-51095 | Jan 28, 2005 | SR-FICC-2005-04 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Timing of Premium Assessment Pursuant to Rule 3 of the Government Securities Division for Violation of Minimum Financial Standards |
| 34-51066 | Jan 21, 2005 | SR-FICC-2005-02 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change To Amend the Application and Continuing Membership Standards of the Government Securities Division and the Mortgage-Backed Securities Division See Also - Rel. No. 34-51340 |
| 34-51037 | Jan 13, 2005 | SR-FICC-2004-18 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change To Clarify Certain Sections of the Loss Allocation Rule of its Government Securities Division See Also - Rel. No. 34-51354 |